James C. Zelter
Professional summary
James Charles Zelter, who also goes by Jim Zelter, is a registered financial professional currently at APOLLO GLOBAL SECURITIES, LLC located in New York, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 1985. James has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Charles Zelter's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2011 - Present
APOLLO GLOBAL SECURITIES, LLC
Office #1: 9 West 57th Street 8th Fl, New York, NY 10019-2701November 28, 1997 - September 1, 1998
SALOMON BROTHERS INC.
November 11, 1993 - June 9, 2006
CITIGROUP GLOBAL MARKETS INC.
August 27, 1990 - October 6, 1993
GOLDMAN SACHS & CO. LLC
August 19, 1987 - July 23, 1990
CITIGROUP GLOBAL MARKETS INC.
February 7, 1986 - August 4, 1987
KAVANAUGH SECURITIES, INC.
January 29, 1985 - January 2, 1986
WINTHROP SECURITIES CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
APOLLO GLOBAL SECURITIES, LLC
CRD#: 153502 / SEC#: , 8-68542
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APOLLO MANAGEMENT HOLDINGS, L.P. | MEMBER | |
| CHATTERJEE, WHITNEY A | MEMBER BOARD OFMANAGERS | 7874808 |
| DRESCHER, STEPHANIE | HEAD OF MARKETING | 3055145 |
| LEVY, YAEL KENAN | CHIEF COMPLIANCE OFFICER | 4435788 |
| NEEDLEMAN, ERIC DAVID | PRESIDENT | 2773431 |
| TREBING, ADAM P | CFO / FINOP / PFO / POO | 5828238 |
| TREBING, ADAM P | MEMBER BOARD OF MANAGERS | 5828238 |
Red Flags
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