Daniel F. Mcgovern
Professional summary
Daniel Francis Mcgovern is a registered financial professional currently at ETC BROKERAGE SERVICES, LLC located in Dallas, Texas.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1985. Daniel has worked at 5 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Francis Mcgovern's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 23, 2025 - Present
ETC BROKERAGE SERVICES, LLC
Office #1: Three Lincoln Centre 5430 Lbj Freeway, Suite 320, Dallas, TX 75240June 30, 2011 - January 10, 2022
FIDELITY BROKERAGE SERVICES LLC
June 21, 2006 - January 10, 2022
NATIONAL FINANCIAL SERVICES LLC
December 11, 1986 - March 2, 2006
NF CLEARING, INC.
February 21, 1985 - October 10, 1986
INVESCO CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/23/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ETC BROKERAGE SERVICES, LLC
CRD#: 145276 / SEC#: , 8-67719
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ETC BROKERAGE SERVICES, LLC
CRD#: 145276Dallas, TX 75240TRUST BUT VERIFY
Monitor Daniel Mcgovern
Get automatic monthly alerts on:
