DW
David Weild
WEILD & CO.
Boulder, CO 80303
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CRD#: 1336395
DW
Professional summary
David Weild IV is a registered financial professional currently at WEILD & CO. located in Boulder, Colorado.
David is registered as a RR (Registered Representative) and started their career in finance in 1985. David has worked at 4 firms and has passed the Series 63, Series 82TO, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view David Weild IV's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 27, 2005 - Present
WEILD & CO.
Office #1: 777 29th Street Suite 402, Boulder, CO 80303Office #2: 777 29th Street Suite 402, Boulder, CO 80303BD
CRD#: 132398
Boulder, CO
Past
September 13, 2000 - January 25, 2001
VECTOR SECURITIES INTERNATIONAL, INC.
BD
CRD#: 22010
NEW YORK, NY
Past
August 31, 1987 - November 30, 2000
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
March 20, 1985 - January 19, 1987
BOETTCHER & COMPANY, INC.
BD
CRD#: 101
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/9/2019)
RR
Alaska(2/3/2021)
RR
Arizona(4/4/2012)
RR
Arkansas(2/2/2021)
RR
California(6/26/2009)
RR
Colorado(4/10/2012)
RR
Connecticut(6/21/2012)
RR
Delaware(6/25/2012)
RR
District of Columbia(7/16/2012)
RR
Florida(2/20/2017)
RR
Georgia(4/11/2017)
RR
Hawaii(2/16/2021)
RR
Idaho(7/27/2017)
RR
Illinois(4/2/2012)
RR
Indiana(7/13/2018)
RR
Iowa(1/22/2021)
RR
Kansas(2/2/2021)
RR
Kentucky(5/4/2012)
RR
Louisiana(9/25/2017)
RR
Maine(8/17/2020)
RR
Maryland(5/16/2018)
RR
Massachusetts(3/30/2012)
RR
Michigan(5/24/2018)
RR
Minnesota(5/8/2009)
RR
Mississippi(1/15/2021)
RR
Missouri(10/11/2018)
RR
Montana(10/6/2017)
RR
Nebraska(2/2/2021)
RR
Nevada(4/13/2012)
RR
New Hampshire(2/5/2021)
RR
New Jersey(2/7/2019)
RR
New Mexico(10/5/2018)
RR
New York(2/2/2005)
RR
North Carolina(3/26/2012)
RR
North Dakota(7/1/2019)
RR
Ohio(3/28/2012)
RR
Oklahoma(1/13/2021)
RR
Oregon(4/5/2012)
RR
Pennsylvania(4/13/2012)
RR
Puerto Rico(5/8/2018)
RR
Rhode Island(5/30/2018)
RR
South Carolina(12/9/2020)
RR
South Dakota(2/1/2021)
RR
Texas(9/18/2017)
RR
Utah(2/16/2017)
RR
Vermont(7/3/2019)
RR
Virginia(10/22/2012)
RR
Washington(3/26/2012)
RR
West Virginia(3/24/2021)
RR
Wisconsin(4/2/2018)
RR
Wyoming(2/22/2017)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
W&
WEILD & CO.
CMA PARTNERS, LLC | WEILD CAPITAL, LLC | WEILD & CO., LLC | WEILD & CO. | THE NATIONAL RESEARCH STANDARD, INC. | THE NATIONAL RESEARCH STANDARD | THE NATIONAL RESEARCH EXCHANGE | ISSUWORKS CAPITAL, LLC
CRD#: 132398 / SEC#: , 8-66593
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
777 29th Street Suite 402, Boulder, CO 80303
Mailing Address
777 29th Street Suite 402, Boulder, CO 80303
Phone number
(303) 223-9621
Established
New York since 10/22/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Red Flags
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Company Information
WEILD & CO.
CRD#: 132398Boulder, CO 80303TRUST BUT VERIFY
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