James R. Rose

DOLLAR & SENSE

PITTSFIELD, MA 01201

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CRD#: 1335376

Professional summary

James Richard Rose, CFP® is a registered financial advisor currently at DOLLAR & SENSE located in Pittsfield, Massachusetts.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. James has worked at 2 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THE PRIMARY FUNCTION OF HERRICK-ROSE, INC., MY WHOLELY-OWNED COMPANY, IS TAX PLANNING AND PREPARATION. THIS IS THE FULL-TIME ENDEAVOR OF MY FIRM. MY CFP-LICENSEE DESIGNATION ALLOWS QUALIFIED DISCUSSION AND ASSISTANCE IN RETIREMENT AND INVESTMENT PLANNING ASSOCIATED WITH TAX CONSULTING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Richard Rose's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

March 23, 2005 - Present

DOLLAR & SENSE

Office #1: 222 South Street, Suite 103, Pittsfield, MA 01201

RIA

CRD#: 129210

PITTSFIELD, MA

Past

February 8, 1985 - December 31, 1990

PFS INVESTMENTS INC.

CRD#: 10111

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(3/23/2005)

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Exams

State Security Law Exam

Series 63

Date: 2/7/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 2/7/1985

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DOLLAR & SENSE

DOLLAR & SENSE | HERRICK-ROSE, INC.

CRD#: 129210 / SEC#:

Massachusetts

Registered Investment Advisory firm - (2/9/1999 Approved)

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Contact information

Main Address

222 South Street, Suite 103, Pittsfield, MA 01201

Mailing Address

Phone number

(413) 448-9015

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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James R. Rose

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Richard Rose's CRS (Customer Relationship Summary).

Certified licenses

Experience

DOLLAR & SENSE

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/7/1985

Series 6

Date: 2/7/1985

Current Firm

DOLLAR & SENSE

Contact information

Documents

Red Flags

Company Information

DOLLAR & SENSE

TRUST BUT VERIFY

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