Dana A. Benson

WEILD & CO.

Boulder, CO 80303

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CRD#: 1335360

Professional summary

Dana Arthur Benson is a registered financial professional currently at WEILD & CO. located in Boulder, Colorado.

Dana is registered as a RR (Registered Representative) and started their career in finance in 1985. Dana has worked at 6 firms and has passed the Series 63, Series 82TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dana Arthur Benson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 29, 2017 - Present

WEILD & CO.

Office #1: 777 29th Street Suite 402, Boulder, CO 80303

CRD#: 132398

Boulder, CO

Past

January 2, 1998 - March 6, 2017

IMPERIAL CAPITAL, LLC

CRD#: 43744

LOS ANGELES, CA

Past

February 26, 1997 - December 31, 1997

DABNEY/RESNICK/IMPERIAL, LLC

CRD#: 24367

BEVERLY HILLS, CA

Past

April 16, 1991 - March 10, 1997

LADENBURG THALMANN & CO. INC.

CRD#: 505

NEW YORK, NY

Past

March 5, 1987 - April 2, 1991

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

June 17, 1985 - November 24, 1986

LORD ABBETT DISTRIBUTOR LLC

CRD#: 530

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/29/2017)

Colorado
(3/29/2017)

Connecticut
(2/6/2025)

District of Columbia
(2/6/2025)

Illinois
(2/6/2025)

New York
(2/6/2025)

North Carolina
(2/6/2025)

Texas
(2/6/2025)

Exams

State Security Law Exam

Series 63

Date: 7/30/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 82TO

Date: 1/2/2023

Limited Representative-Private Securities Offerings

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/20/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/17/1995

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

WEILD & CO.

CRD#: 132398 / SEC#: , 8-66593

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

777 29th Street Suite 402, Boulder, CO 80303

Mailing Address

777 29th Street Suite 402, Boulder, CO 80303

Phone number

(303) 223-9621

Established

New York since 10/22/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
WEILD & CO., INC.	SOLE MEMBER
ONESTO, RICHARD ERNEST	FINOP	2453096
WEILD, DAVID IV	MEMBER, CHAIRMAN AND CEO	1336395
WEILD, DAVID IV	CHIEF COMPLIANCE OFFICER, AML PRINCIPAL	1336395

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dana A. Benson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dana Arthur Benson's CRS (Customer Relationship Summary).

Certified licenses

Experience

IMPERIAL CAPITAL, LLC

DABNEY/RESNICK/IMPERIAL, LLC

LADENBURG THALMANN & CO. INC.

J.P. MORGAN SECURITIES LLC

LORD ABBETT DISTRIBUTOR LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/30/1987

Series 82TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/20/1985

Series 24

Date: 4/17/1995

FINRA

Current Firm

WEILD & CO.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

WEILD & CO.

TRUST BUT VERIFY

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