Joseph G. Sipkin
Professional summary
Joseph Gary Sipkin, who also goes by Joe Gary Sipkin, is a registered financial professional currently at EMPIRE STATE FINANCIAL, INC. located in Long Beach, New York and MUFSON HOWE HUNTER & PARTNERS LLC located in Philadelphia, Pennsylvania.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1985. Joseph has worked at 35 firms and has passed the Series 63, SIE, Series 99TO, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Gary Sipkin's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 26, 2012 - Present
EMPIRE STATE FINANCIAL, INC.
Office #1: 20 W. Park Ave. Suite 207, Long Beach, NY 11561April 30, 2013 - Present
MUFSON HOWE HUNTER & PARTNERS LLC
Office #1: 1717 Arch Street 39th Floor, Philadelphia, PA 19103July 22, 2020 - Present
COADY DIEMAR PARTNERS, LLC
Office #1: 270 Lafayette Suite 204, New York, NY 10012August 28, 2025 - Present
STOCKKINGS CAPITAL LLC
Office #1: 30 Broad Street Suite 1428, New York, NY 10004October 16, 2023 - October 24, 2023
ATOMIC VAULTS SECURITIES, LLC
March 8, 2018 - June 21, 2023
THE TRANSPORTATION GROUP (SECURITIES) LIMITED
February 21, 2017 - April 3, 2023
BEACONS STRATEGIC CAPITAL, INC.
July 23, 2013 - January 9, 2017
GLOBAL OAK CAPITAL MARKETS LLC
November 7, 2012 - April 2, 2013
JUSTLY MARKETS LLC
August 6, 2012 - May 17, 2022
AMA SECURITIES LLC
July 5, 2012 - February 11, 2019
TGP SECURITIES, INC.
April 25, 2012 - September 27, 2013
PPG WEST LLC
April 20, 2012 - October 18, 2018
TWO RIVERS TRADING GROUP LLC
February 22, 2012 - February 21, 2017
WISDOM SECURITIES, LLC
December 14, 2011 - January 28, 2013
WOLFE & HURST BOND BROKERS INC.
October 18, 2011 - February 4, 2013
GLOBAL OAK CAPITAL MARKETS LLC
June 1, 2011 - March 29, 2017
GCFA SECURITIES, LLC
October 21, 2010 - December 15, 2016
FINANCIAL PRODUCTS, LLC
July 16, 2010 - January 3, 2011
TAG TEAM TRADING, LLC
June 9, 2010 - January 4, 2011
RAFFERTY CAPITAL MARKETS, LLC
July 22, 2009 - February 27, 2015
CIRRUS RESEARCH, LLC
July 14, 2009 - November 16, 2012
HALTER FINANCIAL SECURITIES, INC.
May 6, 2009 - August 3, 2023
MANOR PRIVATE CAPITAL, LLC
June 17, 2008 - January 11, 2010
TAYLOR CAPITAL MANAGEMENT INC.
March 12, 2007 - May 24, 2013
VCM SECURITIES, LLC.
January 5, 2006 - June 6, 2007
JAVELIN SECURITIES, LLC
July 7, 2005 - October 6, 2005
JAVELIN SECURITIES, LLC
July 9, 2003 - September 9, 2005
DRU STOCK, INC.
May 8, 2003 - December 5, 2007
ATLAS CAPITAL SERVICES, LLC
August 2, 2001 - April 25, 2003
HINET SECURITIES, LLC
May 18, 2001 - September 6, 2005
R.H. POST, INC.
January 25, 2001 - April 22, 2002
ECAPNETWORK SECURITIES, INC.
May 25, 2000 - June 7, 2000
BENEFICIAL CAPITAL INC.
October 21, 1997 - December 4, 1998
ASH FINANCIAL CORP.
March 14, 1997 - May 6, 2010
KEANE SECURITIES CO., INC.
April 30, 1996 - September 24, 2013
PHOENIX DERIVATIVES GROUP, LLC
February 21, 1985 - August 9, 1988
STUART, COLEMAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
STOCKKINGS CAPITAL LLC
CRD#: 164445 / SEC#: , 8-69100
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
