Thomas P. Rasmussen
Professional summary
Thomas Paul Rasmussen is a registered financial professional currently at CABRERA CAPITAL MARKETS, LLC located in New York, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1986. Thomas has worked at 5 firms and has passed the Series 63, Series 79TO, Series 52TO, SIE, Series 7, Series 10, Series 9 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Paul Rasmussen's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 22, 2024 - Present
CABRERA CAPITAL MARKETS, LLC
Office #1: 1230 Avenue Of The Americas Ste. 1902, New York, NY 10020January 17, 1989 - August 3, 2022
CITIGROUP GLOBAL MARKETS INC.
April 21, 1988 - December 13, 1988
HSBC BROKERAGE (USA) INC.
June 30, 1986 - December 7, 1987
DISCOUNT CORPORATION OF NEW YORK MUNICIPALS
January 21, 1986 - April 2, 1986
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/22/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
CABRERA CAPITAL MARKETS, LLC
CRD#: 10081 / SEC#: , 8-26406
Contact information
FINRA licenses (30 States and Territories)
Documents
Disclosures
| Regulatory Event | 4 |
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