Dennis M. Jordan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Mark Jordan, who also goes by Dennis Jordan, was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1985. Dennis had worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2014 - October 31, 2025
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
June 7, 2013 - April 17, 2014
EQUITY SERVICES, INC.
November 9, 2010 - February 12, 2013
ALLSTATE FINANCIAL SERVICES, LLC
July 9, 2002 - October 4, 2010
WORLD GROUP SECURITIES, INC.
September 21, 2000 - January 29, 2002
CETERA WEALTH SERVICES, LLC
August 21, 1996 - October 3, 2000
CHASE INVESTMENT SERVICES CORP.
February 1, 1995 - August 21, 1996
FISERV INVESTOR SERVICES, INC.
May 10, 1993 - February 1, 1995
CAPITAL BROKERAGE CORPORATION
April 22, 1992 - May 11, 1993
LEGEND CAPITAL CORPORATION
November 2, 1990 - August 5, 1991
CITICORP FINANCIAL SERVICES,INC.
November 30, 1989 - November 6, 1990
FINANCIAL HORIZONS SECURITIES CORPORATION
March 2, 1988 - November 30, 1989
BUTTONWOOD SECURITIES, INC.
March 8, 1985 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
March 8, 1985 - December 7, 1987
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
CRD#: 130390 / SEC#: , 8-66335
Contact information
FINRA licenses (17 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RETHINK, LLC | OWNER | |
| ATKINS, BRADLEY DALE | OWNER | 2963790 |
| SHANAHAN, DANIEL JAMES | CHIEF EXECUTIVE OFFICER | 3277912 |
| SHANAHAN, DANIEL JAMES | PRINCIPAL OPERATIONS OFFICER | 3277912 |
| SHANAHAN, DANIEL JAMES | CHIEF COMPLIANCE OFFICER | 3277912 |
| WOODWARD, CASSANDRA TALEEN | CHIEF FINANCIAL OFFICER | 2956369 |
| WOODWARD, CASSANDRA TALEEN | PRINCIPAL FINANCIAL OFFICER & FINOP | 2956369 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
