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Sabrina Cassagnol

HEIGHT ANALYTICS
Washington, DC 20005
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CRD#: 1332969
SC

Professional summary


Sabrina Cassagnol is a registered financial advisor currently at HEIGHT ANALYTICS, LLC located in Washington, District Of Columbia and HEIGHT CAPITAL MARKETS located in Washington, District Of Columbia.

Sabrina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Sabrina has worked at 5 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 6, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Sabrina Cassagnol's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 8, 2015 - Present

HEIGHT ANALYTICS, LLC

Office #1: 1401 New York Ave Nw Suite 700, Washington, DC 20005
RIA
CRD#: 149162
Washington, DC
Current

April 6, 2010 - Present

HEIGHT CAPITAL MARKETS

Office #1: 1401 New York Avenue Nw Suite 700, Washington, DC 20005Office #2: 1401 New York Avenue Nw Suite 700, Washington, DC 20005
BD
CRD#: 150659
Washington, DC
Past

December 15, 2009 - March 5, 2010

IRC SECURITIES LLC

BD
CRD#: 150022
WASHINGTON, DC
Past

November 16, 1994 - December 12, 2008

B. RILEY SECURITIES, INC.

BD
CRD#: 25027
LOS ANGELES, CA
Past

January 7, 1985 - March 14, 1985

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
District of Columbia
(4/9/2010)
IAR
District of Columbia
(1/8/2015)
RR
Indiana
(3/7/2011)
RR
New York
(11/17/2011)

Exams


State Security Law Exam
IAR
Series 65
Date: 11/14/2014
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


HA
HEIGHT ANALYTICS, LLC
HEIGHT ANALYTICS, LLC

CRD#: 149162 / SEC#:

Colorado
Registered Investment Advisory firm - (8/23/2017 Terminated)
Connecticut
Registered Investment Advisory firm - (9/17/2010 Approved)
District of Columbia
Registered Investment Advisory firm - (1/16/2009 Approved)
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Contact information


Main Address
1401 New York Ave Nw Suite 700, Washington, DC 20005
Mailing Address
Phone number
(202) 629-0000
Established
Firm type
Fiscal year end
# of Employees
6

Documents


Latest Form ADV

Red Flags


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Company Information


HEIGHT ANALYTICS, LLC

CRD#: 149162Washington, DC 20005

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