Frank L. Fackovec
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Louis Fackovec was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1985. Frank had worked at 11 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2010 - September 12, 2012
REVERE SECURITIES LLC
May 21, 2001 - July 23, 2008
JESUP & LAMONT SECURITIES CORP
March 30, 2000 - May 11, 2001
WINTRADE, INC.
June 20, 1997 - September 18, 2000
BRIARWOOD INVESTMENT COUNSEL
July 25, 1995 - June 20, 1997
J.W. BARCLAY & CO., INC.
July 31, 1993 - June 13, 1995
CITIGROUP GLOBAL MARKETS INC.
October 22, 1991 - July 31, 1993
LEHMAN BROTHERS INC.
December 10, 1990 - October 8, 1991
PRUDENTIAL EQUITY GROUP, LLC
July 25, 1989 - December 18, 1990
FINANCIAL SQUARE PARTNERS
September 7, 1988 - July 27, 1989
LEHMAN BROTHERS INC.
April 25, 1988 - September 7, 1988
UBS FINANCIAL SERVICES INC.
January 23, 1985 - April 20, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REVERE SECURITIES LLC
CRD#: 14178 / SEC#: , 8-30511
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 14 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
