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Peter J. Barrasse

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CRD#: 13328
PB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Peter John Barrasse SR, who also goes by Peter J Barrasse, was a registered financial professional .

Peter is a previously registered financial professional and started their career in finance in 1969. Peter had worked at 3 firms and has passed the Series 63, Series 1 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Peter J Barrasse

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 26, 2004 - March 13, 2020

NORTHEASTERN FINANCIAL CONSULTANTS, INC.

RIA
CRD#: 120737
SOUTH ABINGTON TOWNSHIP, PA
Past

July 19, 1999 - May 6, 2004

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ
Past

February 5, 1982 - June 21, 1999

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ
Past

February 3, 1969 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

BD
CRD#: 680
NEWARK, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 6/19/1982
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 1
Date: 1/28/1969
Registered Representative Examination
Principal/Supervisory Exam

Current Firm


NF
NORTHEASTERN FINANCIAL CONSULTANTS, INC.
BOWLINE WEALTH MANAGEMENT | NORTHEASTERN FINANCIAL CONSULTANTS, INC.

CRD#: 120737 / SEC#: 801-67804

Florida
Registered Investment Advisory firm - (4/9/2015 Approved)
New Jersey
Registered Investment Advisory firm - (11/14/2011 Terminated)
New York
Registered Investment Advisory firm - (11/4/2021 Terminated)
Pennsylvania
Registered Investment Advisory firm - (10/1/1997 Approved)
South Carolina
Registered Investment Advisory firm - (4/26/2013 Approved)
Texas
Registered Investment Advisory firm - (12/10/2018 Conditional Restricted)
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Contact information


Main Address
3 Abington Executive Park Suite 1, South Abington Township, PA 18411
Mailing Address
Phone number
(570) 586-1064
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts252
AUM (Assets Under Management)$ 65,965,802

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NORTHEASTERN FINANCIAL CONSULTANTS, INC.

CRD#: 120737

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