Michael C. Melignano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Carmine Melignano was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1985. Michael had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2017 - June 18, 2018
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
June 20, 2017 - June 18, 2018
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 4, 2016 - August 30, 2016
COMPASS POINT RESEARCH & TRADING, LLC
July 2, 2015 - February 1, 2016
DREXEL HAMILTON, LLC
March 2, 2015 - June 30, 2015
WELLS FARGO CLEARING SERVICES, LLC
February 11, 2015 - June 30, 2015
WELLS FARGO CLEARING SERVICES, LLC
September 14, 2012 - February 19, 2015
ROTH CAPITAL PARTNERS, LLC
August 8, 2008 - April 16, 2012
MORGAN KEEGAN & COMPANY, LLC
February 15, 2008 - August 8, 2008
STERNE, AGEE & LEACH, INC.
February 4, 2003 - December 10, 2007
A. G. EDWARDS & SONS, INC.
January 23, 1985 - January 30, 2003
GOLDMAN SACHS & CO. LLC
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 3/21/1985
Interest Rate Options ExaminationCurrent Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
