Robert E. Edwards
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Earl Edwards was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1985. Robert had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2003 - December 15, 2015
U.S. BROKERAGE, INC.
April 18, 2002 - December 17, 2002
JESUP & LAMONT SECURITIES CORP
January 5, 1999 - May 30, 2002
KC MAY SECURITIES CORP.
May 14, 1996 - May 1, 1998
KASHNER DAVIDSON SECURITIES CORPORATION
September 20, 1991 - April 15, 1996
PRUDENTIAL EQUITY GROUP, LLC
November 15, 1989 - September 20, 1991
MORGAN STANLEY DW INC.
October 30, 1989 - December 4, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 18, 1987 - November 9, 1989
KIDDER, PEABODY & CO. INCORPORATED
April 15, 1985 - February 27, 1987
WACHOVIA SECURITIES, INC.
March 25, 1985 - April 24, 1985
CIBC WOOD GUNDY SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
U.S. BROKERAGE, INC.
CRD#: 39307 / SEC#: , 8-48635
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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