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Kevin J Ireland

ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR

DENVER, CO

·CRD# 1331960·29 years experience

Professional Summary

Kevin J Ireland is a registered financial advisor currently at ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC. located in Denver, Colorado and ALPS DISTRIBUTORS, INC. located in Denver, Colorado. Kevin is registered as a RR (Registered Representative) and started their career in finance in 1998. Kevin has worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.·CRD# 144464

BD

1290 Broadway Suite 1000, Denver, CO 80203

January 2, 2014 - Present

ALPS DISTRIBUTORS, INC.·CRD# 16853

BD

1290 Broadway Suite 1000, Denver, CO 80203

October 4, 2017 - Present

ALPS DISTRIBUTORS, INC.·CRD# 16853

BD

Denver, CO

January 27, 1998 - December 31, 2013

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Current Firm

AD

ALPS DISTRIBUTORS, INC.

ALPS DISTRIBUTORS, INC. | MARINER FUNDS SERVICES INC. | ALPS SECURITIES, INC. | ALPS MUTUAL FUNDS SERVICES, INC.

CRD#: 16853 / SEC#: 8-34626

BD

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

1290 Broadway Suite 1000, Denver, CO 80203

Mailing Address

1290 Broadway Suite 1000, Denver, CO 80203

Phone Number

(303) 623-2577

Established

Colorado since 07/01/1985

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

Name	Position	CRD#
ALPS HOLDINGS, INC.	PARENT	—
KYLLO, STEPHEN JOHN	SVP; PRESIDENT; DIRECTOR; CHIEF COMPLIANCE OFFICER; PRINCIPAL OPERATIONS OFFICER	3204474
NECKEL, TARA JILL	VP, DEPUTY CHIEF COMPLIANCE OFFICER	4051739
PARSONS, ERIC T	FINOP, CONTROLLER, PRINCIPAL FINANCIAL OFFICER	5215115

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(1/2/2014)

RR

Alaska
(10/23/2017)

RR

Arizona
(1/2/2014)

RR

Arkansas
(1/2/2014)

RR

California
(1/2/2014)

RR

Colorado
(1/2/2014)

RR

Connecticut
(1/2/2014)

RR

Delaware
(1/2/2014)

RR

District of Columbia
(1/2/2014)

RR

Florida
(1/2/2014)

RR

Georgia
(1/2/2014)

RR

Hawaii
(1/2/2014)

RR

Idaho
(1/2/2014)

RR

Illinois
(1/2/2014)

RR

Indiana
(10/23/2017)

RR

Iowa
(1/2/2014)

RR

Kansas
(1/2/2014)

RR

Kentucky
(1/2/2014)

RR

Louisiana
(1/2/2014)

RR

Maine
(1/2/2014)

RR

Maryland
(1/2/2014)

RR

Massachusetts
(10/23/2017)

RR

Michigan
(1/2/2014)

RR

Minnesota
(1/2/2014)

RR

Mississippi
(1/2/2014)

RR

Missouri
(1/2/2014)

RR

Montana
(1/2/2014)

RR

Nebraska
(10/5/2017)

RR

Nevada
(10/4/2017)

RR

New Hampshire
(1/2/2014)

RR

New Jersey
(1/2/2014)

RR

New Mexico
(1/2/2014)

RR

New York
(1/2/2014)

RR

North Carolina
(10/24/2017)

RR

North Dakota
(1/2/2014)

RR

Ohio
(1/2/2014)

RR

Oklahoma
(1/2/2014)

RR

Oregon
(10/23/2017)

RR

Pennsylvania
(10/23/2017)

RR

Puerto Rico
(10/4/2017)

RR

Rhode Island
(1/2/2014)

RR

South Carolina
(1/2/2014)

RR

South Dakota
(1/2/2014)

RR

Tennessee
(1/2/2014)

RR

Texas
(1/2/2014)

RR

Utah
(10/23/2017)

RR

Vermont
(1/2/2014)

RR

Virgin Islands
(10/4/2017)

RR

Virginia
(10/23/2017)

RR

Washington
(1/2/2014)

RR

West Virginia
(10/23/2017)

RR

Wisconsin
(1/2/2014)

RR

Wyoming
(1/2/2014)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1997About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Nov 2005About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Aug 2004About the Series 24 exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Kevin J Ireland's CRS (Customer Relationship Summary).

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KI

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