Joseph William Harch
Professional Summary
Joseph William Harch, who also goes by Joseph W Harch, is a registered financial advisor currently at HWJ CAPITAL PARTNERS II, LLC located in Boca Raton, Florida. Joseph is registered as a RR (Registered Representative) and started their career in finance in 1988. Joseph has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 2, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Joseph W Harch
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
38 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
HWJ CAPITAL PARTNERS II, LLC
Contact Information
Main Address
7400 North Federal Highway Suite A5, Boca Raton, FL 33487Mailing Address
7400 North Federal Highway Suite A5, Boca Raton, FL 33487Phone Number
(561) 910-5732Established
Delaware since 04/26/2004Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HARCH, JOSEPH WILLIAM | MANAGING MEMBER, CCO, CFO | 1331665 |
Disclosures
Regulatory Event
1Similar Advisors
DAYMARK WEALTH PARTNERS, LLC
OSAIC WEALTH, INC.
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/7/2005)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Nov 2004Series 2 — Non-Member General Securities Examination
Passed Nov 1992SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Joseph William Harch's CRS (Customer Relationship Summary).
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