Robert V. Milberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Victor Milberg, who also goes by Robert V Milberg, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1985. Robert had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2007 - August 20, 2020
SPENCER-WINSTON SECURITIES CORPORATION
September 27, 2004 - December 21, 2007
LAIDLAW & COMPANY (UK) LTD.
November 27, 2001 - September 27, 2004
SANDS BROTHERS & CO., LTD.
August 31, 2001 - November 26, 2001
BLUESTONE CAPITAL CORP.
January 17, 2001 - August 31, 2001
SSI SECURITIES CORP.
April 12, 1996 - January 19, 2001
HERZOG, HEINE, GEDULD, LLC
October 1, 1985 - April 18, 1996
GRUNTAL & CO., L.L.C.
January 23, 1985 - October 1, 1985
JII SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPENCER-WINSTON SECURITIES CORPORATION
CRD#: 8300 / SEC#: , 8-24995
Contact information
FINRA licenses (9 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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