Peter C. Wong
Professional summary
Peter Ching Wong is a registered financial professional currently at BACKSTROM MCCARLEY BERRY & CO., LLC located in San Francisco, California.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1988. Peter has worked at 6 firms and has passed the Series 63, SIE, Series 50 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Ching Wong's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2014 - Present
BACKSTROM MCCARLEY BERRY & CO., LLC
Office #1: 130 Battery Street, Suite 560, San Francisco, CA 94111September 7, 2001 - June 3, 2014
SIEBERT WILLIAMS SHANK & CO., LLC
January 19, 2000 - November 6, 2000
BLAYLOCK & COMPANY, INC.
January 20, 1997 - December 2, 1998
COAST PARTNERS FINANCIAL CORPORATION
October 17, 1996 - February 19, 1997
MURIEL SIEBERT & CO., LLC
October 17, 1990 - November 11, 1996
GRIGSBY & ASSOCIATES, INC.
July 20, 1988 - March 2, 1989
GRIGSBY & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2014)
(10/8/2015)
(6/30/2014)
(6/30/2014)
(6/30/2014)
(6/30/2014)
Exams
FINRA
Current Firm
BACKSTROM MCCARLEY BERRY & CO., LLC
CRD#: 124503 / SEC#: , 8-65679
Contact information
FINRA licenses (24 States and Territories)
Documents
Red Flags
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