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Glen Ray Derback

CRD# 1330783·Registered 1985 - 2005
Previously Registered: Being a previously registered professional could mean that Glen is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Glen Ray Derback was a registered financial advisor. Glen was a previously registered financial professional and started their career in finance 1985 - 2005. Glen had worked at 6 firms and has passed the Series 27 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC.·CRD# 24220
BD
Greenwood Village, CO
August 5, 2003 - July 25, 2005
GREENWOOD INVESTMENTS, LLC·CRD# 45646
BD
Greenwood Village, CO
May 19, 1999 - April 3, 2006
ONE ORCHARD EQUITIES, INC.·CRD# 42124
BD
Greenwood Village, CO
December 24, 1996 - October 21, 2002
GWL FINANCIAL SERVICES, INC.·CRD# 16542
BD
November 27, 1985 - May 4, 1990
EMPOWER FINANCIAL SERVICES, INC.·CRD# 13109
BD
Greenwood Village, CO
May 14, 1985 - March 2, 2012
THE GREAT-WEST LIFE ASSURANCE COMPANY·CRD# 5927
BD
February 27, 1985 - January 3, 1997

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Current Firm

CL
CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC.

CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC.

CRD#: 24220 / SEC#: 8-41042
BD
Terminated by SEC on 10/16/2005

Contact Information

Established

Georgia since 01/18/1989

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CANADA LIFE INSURANCE COMPANY OF AMERICAPARENT—
BYRNE, BEVERLY ANNSECRETARY1983774
DERBACK, GLEN RAYTREASURER1330783
GILE, SUSAN CURTISADMINISTRATIVE OFFICER1689044
LAEYENDECKER, RONALD JOHNVICE PRESIDENT2420179
LUIZ, TERESA LYNNCOMPLIANCE OFFICER1573186
MAIERS, MARY CAROLINVESTMENTS COMPLIANCE OFFICER & FINANCIAL OPERATIONS PRINCIPAL4468209
MCDONALD, GRAHAM RICHARDDIRECTOR1250661
NELSON, CHARLES PATRICKDIRECTOR & PRESIDENT1161349
SHAW, ROBERT KENNETHDIRECTOR1224633

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 27 — Financial and Operations Principal Examination

Passed Feb 1985About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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