DG
Daniel J. Genter
GENTER CAPITAL MANAGEMENT
LOS ANGELES, CA 90025
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CRD#: 1330760
DG
Professional summary
Daniel John Genter JR is a registered financial advisor currently at GENTER CAPITAL MANAGEMENT located in Los Angeles, California and GENTER ADVISORS LLC located in Los Angeles, California.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Daniel has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 2 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Genter Capital Management; Investment related; Los Angeles, CA; Investment Advisor; President/CEO; Start date: 9/15/1979; 160 Hours per month; 0 Hours during securities trading Hours; Marketing and sales to institutional clients and individuals. 2) Genter Airways; Not investment related; Los Angeles, CA ; Start date: 01/01/1997; Owner; Aircraft used for client related RNC business; 10 Hrs/Mo. 3) Fix California; Manhattan Beach, CA; Not Investment related; Start date: 01/01/2022; Improving the lives of Californians; Board Member of the board of directors; 5 Hours a month; 0 Hours during trading hours. 4) Falcon Air LLC; Not Investment Related; Los Angeles, CA; Owner; Operates Falcon Plane; Start date: 12/19; 10 Hours a month, 0 During trading hours; Aircraft used for client related RNC business. 5) Usc Marshall School Of Business Board Of Leaders; Not Investment Related; Los Angeles, CA; Education; Member of Board of Leaders; Start Date: 1/2013; 5 Hours a Month, 0 During trading hours; Member Of Board Of Leaders 6) California Highway Patrol 11-99 Foundation; Non-Investment Related; Costa Mesa, CA; Non-Profit/Not-For-Profit/Charitable; Member, Board of Directors; Secretary; Start Date 4/26/2007; 10 Hrs Per Month, 0 During Trading Hrs; Serve on Investment Committee.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel John Genter JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 17, 1998 - Present
GENTER CAPITAL MANAGEMENT
Office #1: 11601 Wilshire Blvd. 25th Floor, Los Angeles, CA, 90025RIA
CRD#: 108618
LOS ANGELES, CA
Current
July 30, 2002 - Present
GENTER ADVISORS LLC
Office #1: 11601 Wilshire Blvd. 25th Floor, Los Angeles, CA, 90025RIA
CRD#: 113916
LOS ANGELES, CA
Current
January 2, 2013 - Present
IMST DISTRIBUTORS, LLC
Office #1: 11601 Wilshire Blvd 25th Floor, Los Angeles, CA 90025BD
CRD#: 130745
Los Angeles, CA
Past
February 23, 2010 - December 31, 2012
GRAND DISTRIBUTION SERVICES, LLC
BD
CRD#: 127700
MILWAUKEE, WI
Past
June 12, 2006 - September 26, 2007
MULTIPLE FINANCIAL SERVICES, INC.
BD
CRD#: 100100
LOS ANGELES, CA
Past
November 4, 2002 - December 31, 2005
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
PORTLAND, ME
Past
October 4, 2001 - October 2, 2002
QUASAR DISTRIBUTORS, LLC
BD
CRD#: 103848
PORTLAND, ME
Past
March 24, 1997 - October 4, 2001
FIRST FUND DISTRIBUTORS, INC.
BD
CRD#: 27038
PHOENIX, AZ
Past
August 21, 1985 - August 8, 1997
MIDVALE SECURITIES CORPORATION
BD
CRD#: 15877
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GC
GENTER CAPITAL MANAGEMENT
GENTER CAPITAL MANAGEMENT | RNC GENTER CAPITAL MANAGEMENT | RNC CAPITAL MANAGEMENT LLC
CRD#: 108618 / SEC#: 801-55484
RIA
Registered Investment Advisory firm - (4/1/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/17/1998)
IAR
Texas(10/4/2001)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 2
Date: 1/29/1993
Non-Member General Securities ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GC
GENTER CAPITAL MANAGEMENT
GENTER CAPITAL MANAGEMENT | RNC GENTER CAPITAL MANAGEMENT | RNC CAPITAL MANAGEMENT LLC
CRD#: 108618 / SEC#: 801-55484
RIA
Registered Investment Advisory firm - (4/1/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11601 Wilshire Blvd. 25th Floor, Los Angeles, CA, 90025-1770
Mailing Address
Phone number
(310) 477-6543
Established
Firm type
Fiscal year end
# of Employees
64
SEC notice filing (46 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,072 |
| AUM (Assets Under Management) | $ 4,527,711,109 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
