HG
H. T. Gillis
FHN FINANCIAL SECURITIES
Houston, TX 77024
Some features on this profile are disabled
CRD#: 1330725
HG
Professional summary
H. Therese Gillis, who also goes by Helene Therese Gillis, H. Therese Jasso, Terese . Jasso, Therese . Jasso, is a registered financial professional currently at FHN FINANCIAL SECURITIES CORP. located in Houston, Texas.
H. is registered as a RR (Registered Representative) and started their career in finance in 1985. H. has worked at 7 firms and has passed the Series 63, Series 52TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Helene Therese Gillis | H. Therese Jasso | Terese . Jasso | Therese . Jasso
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view H. Therese Gillis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 1, 2017 - Present
FHN FINANCIAL SECURITIES CORP.
Office #1: 920 Memorial City Way 11th Floor, Houston, TX, 77024BD
CRD#: 46346
Houston, TX
Past
September 20, 2000 - April 1, 2017
COASTAL SECURITIES, INC.
BD
CRD#: 27834
HOUSTON, TX
Past
December 10, 1999 - September 22, 2000
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
July 1, 1996 - November 30, 1999
COASTAL SECURITIES, INC.
BD
CRD#: 27834
HOUSTON, TX
Past
October 25, 1994 - July 1, 1996
GOVERNMENT SECURITIES CORPORATION
BD
CRD#: 19698
Past
February 26, 1988 - April 5, 1988
MORTGAGE GOVERNMENT SECURITIES, INC.
BD
CRD#: 19840
Past
February 23, 1988 - April 5, 1988
M.G.S.I. SECURITIES, INC.
BD
CRD#: 16723
HOUSTON, TX
Past
January 23, 1985 - March 11, 1986
WESTCAP SECURITIES, L.P.
BD
CRD#: 7301
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/6/2017)
RR
Alaska(4/6/2017)
RR
Arizona(4/7/2017)
RR
Arkansas(4/6/2017)
RR
California(4/6/2017)
RR
Colorado(4/7/2017)
RR
Connecticut(4/6/2017)
RR
Delaware(4/24/2017)
RR
District of Columbia(4/6/2017)
RR
Florida(4/11/2017)
RR
Georgia(4/10/2017)
RR
Hawaii(4/6/2017)
RR
Idaho(4/6/2017)
RR
Illinois(4/6/2017)
RR
Indiana(4/7/2017)
RR
Iowa(4/7/2017)
RR
Kansas(4/14/2017)
RR
Kentucky(4/6/2017)
RR
Louisiana(4/6/2017)
RR
Maine(4/7/2017)
RR
Maryland(4/7/2017)
RR
Massachusetts(4/7/2017)
RR
Michigan(4/10/2017)
RR
Minnesota(4/30/2017)
RR
Mississippi(4/7/2017)
RR
Missouri(4/7/2017)
RR
Montana(4/7/2017)
RR
Nebraska(4/6/2017)
RR
Nevada(4/17/2017)
RR
New Hampshire(4/6/2017)
RR
New Jersey(4/12/2017)
RR
New Mexico(4/7/2017)
RR
New York(4/7/2017)
RR
North Carolina(4/10/2017)
RR
North Dakota(4/8/2017)
RR
Ohio(4/6/2017)
RR
Oklahoma(4/7/2017)
RR
Oregon(4/14/2017)
RR
Pennsylvania(4/7/2017)
RR
Puerto Rico(4/6/2017)
RR
Rhode Island(4/10/2017)
RR
South Carolina(4/7/2017)
RR
South Dakota(4/11/2017)
RR
Tennessee(4/6/2017)
RR
Texas(4/1/2017)
RR
Utah(4/6/2017)
RR
Vermont(4/6/2017)
RR
Virgin Islands(4/12/2017)
RR
Virginia(4/6/2017)
RR
Washington(4/13/2017)
RR
West Virginia(4/11/2017)
RR
Wisconsin(4/13/2017)
RR
Wyoming(4/11/2017)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 6/5/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FHN FINANCIAL SECURITIES CORP.
FHN FINANCIAL SECURITIES CORP. | MIDWEST RESEARCH FIRST TENNESSEE SECURITIES CORP. | FTN FINANCIAL SECURITIES CORP | FIRST TENNESSEE SECURITIES CORPORATION | FIRST TENNESSEE SECURITIES CORP.
CRD#: 46346 / SEC#: , 8-51393
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1000 Ridgeway Loop Road Suite 200, Memphis, TN 38120
Mailing Address
1000 Ridgeway Loop Road Suite 200, Memphis, TN 38120
Phone number
(901) 435-8080
Established
Tennessee since 10/30/1998
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST HORIZON BANK | SHAREHOLDER | |
| BUCK, WILLIAM JAMES II | PRINCIPAL OPERATING OFFICER | 3129662 |
| DABROWSKI, MARK GERARD | CHIEF COMPLIANCE OFFICER | 2065647 |
| GRIFFIN, MARK DANIEL | SVP, RISK CONTROL MANAGER | 7462222 |
| JACKSON, JEFF BRIAN | SVP/ TRADING MANAGER | 2777631 |
| RITCHESON, DONALD ALLEN | PRINCIPAL FINANCIAL OFFICER / CFO | 2360009 |
| ROMANOW, TIMOTHY MARK | PRESIDENT/CEO | 2533445 |
| WADDELL, MICHAEL KNOX | EVP, DIRECTOR / CHIEF ADMINISTRATIVE OFFICER/SECRETARY | 5657529 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
