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JM

Julio R. Micheo Martinez

Some features on this profile are disabled
CRD#: 1329514
JM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Julio Ramon Micheo Martinez, who also goes by Julio Ramon Micheo, was a registered financial professional .

Julio is a previously registered financial professional and started their career in finance in 1984. Julio had worked at 10 firms and has passed the Series 63, Series 3, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Julio Ramon Micheo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 6, 2013 - May 29, 2014

RD CAPITAL GROUP, INC.

BD
CRD#: 37470
SAN JUAN, PR
Past

January 12, 2009 - November 3, 2011

ORIENTAL FINANCIAL SERVICES LLC

BD
CRD#: 29753
SAN JUAN, PR
Past

May 14, 1998 - September 13, 2006

DORAL SECURITIES, INC.

BD
CRD#: 40944
PUERTO NUEVO, PR
Past

February 10, 1998 - May 15, 1998

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ST. PETERSBURG, FL
Past

December 4, 1997 - May 12, 1998

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ST. PETERSBURG, FL
Past

February 2, 1997 - December 5, 1997

VERAVEST INVESTMENTS, INC.

BD
CRD#: 3960
WORCESTER, MA
Past

March 9, 1992 - February 23, 1996

UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO

BD
CRD#: 13042
HATO REY, PR
Past

March 9, 1992 - February 23, 1996

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

September 15, 1986 - March 10, 1992

POPULAR SECURITIES, LLC

BD
CRD#: 8096
Past

May 9, 1986 - March 10, 1992

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
Past

February 4, 1985 - March 10, 1992

POPULAR SECURITIES, LLC

BD
CRD#: 8096
SAN JUAN, PR
Past

December 18, 1984 - March 10, 1992

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/27/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 10/2/2003
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 12/15/1984
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/12/2001
General Securities Principal Examination

Current Firm

RC
RD CAPITAL GROUP, INC.
RD CAPITAL GROUP, INC.

CRD#: 37470 / SEC#: , 8-47759

BD
Terminated by SEC on 01/05/2024
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Contact information

Main Address
Mailing Address
Phone number
Established
Puerto Rico since 07/26/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
DOMINGUEZ THOMAS, RAMON LUISPRESIDENT839486
MUNOZ VELEZ, CESARCHIEF COMPLIANCE OFFICER1554200
RODRIGUEZ OCASIO, ZAIDA MARIAFINOP/CFO4252791

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RD CAPITAL GROUP, INC.

CRD#: 37470

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