Peter G. Contos Ii
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter George Contos Ii, who also goes by Peter George Contos II, Peter George Contos, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1985. Peter had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 4, Series 27, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2005 - January 30, 2015
NORTH STAR INVESTMENT MANAGEMENT CORPORATION
November 12, 2002 - November 13, 2003
NORTH STAR INVESTMENT SERVICES, INC.
December 13, 2000 - January 30, 2015
NORTH STAR INVESTMENT SERVICES, INC.
May 3, 2000 - January 24, 2001
BANCNORTH INVESTMENT GROUP, INC.
November 15, 1995 - May 1, 2000
CETERA INVESTMENT SERVICES LLC
May 11, 1994 - September 29, 1995
MARKETING ONE SECURITIES, INC.
November 15, 1991 - May 11, 1994
CITICORP INVESTMENT SERVICES
June 7, 1991 - April 6, 1993
FINANCIAL HORIZONS SECURITIES CORPORATION
September 10, 1987 - June 20, 1991
ROGER J. LANGE AND COMPANY, INC.
January 16, 1986 - August 25, 1987
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
January 9, 1985 - January 14, 1986
MONY SECURITIES CORPORATION
Primary Firm SEC Registration
NORTH STAR INVESTMENT MANAGEMENT CORPORATION
CRD#: 117681 / SEC#: 801-62013
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NORTH STAR INVESTMENT MANAGEMENT CORPORATION
CRD#: 117681 / SEC#: 801-62013
Contact information
SEC notice filing (31 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,532 |
| AUM (Assets Under Management) | $ 2,280,660,353 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/21/2024 | ||
| 08/28/2023 | ||
| 09/27/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
