Robert E. Melin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Edmond Melin, who also goes by Rob Melin Jr, Rob Melin, Robert Edmond Melin, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1985. Robert had worked at 18 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2012 - July 10, 2012
NICOL INVESTORS CORPORATION
March 2, 2009 - December 8, 2011
AUSDAL FINANCIAL PARTNERS, INC.
December 14, 2007 - January 22, 2009
TRANSAMERICA CAPITAL, LLC
February 2, 2007 - November 29, 2007
LINCOLN FINANCIAL DISTRIBUTORS, INC.
November 18, 2005 - June 7, 2006
CCO CAPITAL, LLC
May 14, 1998 - November 1, 2005
PACIFIC SELECT DISTRIBUTORS, LLC
October 30, 1995 - May 2, 1996
CARDINAL INVESTMENTS, INC.
October 1, 1991 - January 21, 1995
IAC SECURITIES, INC.
November 29, 1990 - May 7, 1991
AMERIPRISE ADVISOR SERVICES, INC.
March 23, 1990 - May 15, 1990
FSC SECURITIES CORPORATION
September 8, 1989 - April 2, 1990
NBC CAPITAL MARKETS GROUP, INC.
April 13, 1989 - August 31, 1989
AMERICAN CAPITAL EQUITIES, INC.
July 20, 1987 - April 22, 1989
MAGNA INVESTMENTS
May 19, 1987 - June 5, 1987
MARK TWAIN BROKERAGE SERVICES, INC.
December 3, 1986 - April 15, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 1, 1986 - December 15, 1986
INVEST FINANCIAL CORPORATION
November 22, 1985 - March 18, 1986
KFS BD, INC.
January 7, 1985 - January 27, 1986
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NICOL INVESTORS CORPORATION
CRD#: 123111 / SEC#: , 8-65566
Contact information
FINRA licenses (27 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NICOL ENTERPRISES | OWNER | |
| NICOL, KEVIN GEORGE | PRESIDENT/ACTING SECRETARY/CHIEF COMPLIANCE OFFICER | 1109527 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
