Mark J. Errico
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Joseph Errico was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1984. Mark had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 2004 - February 29, 2012
GROVE POINT INVESTMENTS, LLC
May 11, 2004 - February 29, 2012
GROVE POINT INVESTMENTS, LLC
January 3, 2000 - May 10, 2004
MAIN STREET MANAGEMENT COMPANY
January 6, 1995 - May 10, 2004
MAIN STREET MANAGEMENT COMPANY
March 26, 1990 - November 23, 1994
GUARDIAN INVESTOR SERVICES LLC
November 30, 1987 - April 5, 1990
VP DISTRIBUTORS LLC
December 27, 1984 - November 16, 1987
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
