Victor F. Siegel
Professional summary
Victor Frederick Siegel is a registered financial professional currently at THE LEADERS GROUP, INC. located in St Louis, Missouri.
Victor is registered as a RR (Registered Representative) and started their career in finance in 1985. Victor has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Victor Frederick Siegel's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 5, 2014 - Present
THE LEADERS GROUP, INC.
January 6, 2010 - November 5, 2014
SUNSET FINANCIAL SERVICES, INC.
September 24, 2007 - December 31, 2009
LIFEMARK SECURITIES CORP.
January 1, 2004 - September 21, 2007
VOYA FINANCIAL ADVISORS, INC.
January 2, 2003 - January 1, 2004
LOCUST STREET SECURITIES, INC.
July 5, 1991 - December 31, 2002
LPL FINANCIAL LLC
May 27, 1987 - December 31, 1990
TRANSAMERICA SECURITIES SALES CORPORATION
January 29, 1985 - December 31, 1990
TRANSAMERICA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/8/2015)
(11/5/2014)
(11/5/2014)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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