Donald H. Currie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Henry Macleod Currie, who also goes by Don Currie, Donald H M Currie, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1984. Donald had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2002 - December 31, 2019
NICOL INVESTORS CORPORATION
December 20, 2001 - November 5, 2002
INTERVEST INTERNATIONAL EQUITIES CORPORATION
November 4, 1997 - December 20, 2001
RICHARD B. VANCE & COMPANY
March 2, 1995 - November 11, 1997
CARDINAL INVESTMENTS, INC.
November 13, 1991 - March 2, 1995
WALNUT STREET SECURITIES, INC.
March 27, 1991 - November 23, 1991
BROWNSTONE CAPITAL CORP.
December 17, 1984 - March 27, 1991
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NICOL INVESTORS CORPORATION
CRD#: 123111 / SEC#: , 8-65566
Contact information
FINRA licenses (27 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NICOL ENTERPRISES | OWNER | |
| NICOL, KEVIN GEORGE | PRESIDENT/ACTING SECRETARY/CHIEF COMPLIANCE OFFICER | 1109527 |
Red Flags
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