Stephen J. Gerek
Professional summary
Stephen John Gerek, AIF®, who also goes by Steve Gerek, is a registered financial advisor currently at ALIGHT FINANCIAL ADVISORS, LLC located in Ponte Vedra Beach, Florida and ALIGHT FINANCIAL SOLUTIONS, LLC located in Charlotte, North Carolina.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Stephen has worked at 17 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen John Gerek's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 11, 2021 - Present
ALIGHT FINANCIAL ADVISORS, LLC
June 10, 2021 - Present
ALIGHT FINANCIAL SOLUTIONS, LLC
Office #1: 9335 Harris Corners Parkway Ste 150, Charlotte, NC 28269August 19, 2016 - February 22, 2021
TRUIST ADVISORY SERVICES, INC.
November 12, 2015 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
October 26, 2015 - February 22, 2021
TRUIST INVESTMENT SERVICES, INC.
November 6, 2014 - April 13, 2015
CUSO FINANCIAL SERVICES, L.P.
October 23, 2014 - April 13, 2015
CUSO FINANCIAL SERVICES, L.P.
February 24, 2012 - April 8, 2013
STRATEGIC ADVISERS LLC
January 17, 2012 - April 8, 2013
FIDELITY BROKERAGE SERVICES LLC
October 28, 2009 - December 31, 2010
MERRIMAC CORPORATE SECURITIES, INC.
May 14, 2009 - December 31, 2010
MERRIMAC CORPORATE SECURITIES, INC.
October 31, 2003 - May 16, 2007
THE LEADERS GROUP, INC.
June 27, 2001 - July 25, 2002
AMERITAS INVESTMENT COMPANY, LLC
September 27, 2000 - November 2, 2000
AMERICAN CLASSIC SECURITIES, INC.
July 31, 1997 - May 11, 1998
FIRST UNION BROKERAGE SERVICES, INC.
November 9, 1994 - July 31, 1995
DETWILER FENTON WEALTH MANAGEMENT INC
November 9, 1993 - February 24, 1994
USLIFE EQUITY SALES CORP.
October 26, 1989 - November 3, 1992
LINCOLN FINANCIAL DISTRIBUTORS, INC.
June 27, 1988 - September 29, 1989
INTEGRATED RESOURCES INVESTMENT CENTERS, INC.
January 22, 1985 - June 21, 1988
BNY MELLON SECURITIES CORPORATION
Primary Firm SEC Registration
ALIGHT FINANCIAL ADVISORS, LLC
CRD#: 158744 / SEC#: 801-72679
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/28/2021)
(2/28/2025)
(6/11/2021)
(6/11/2021)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ALIGHT FINANCIAL ADVISORS, LLC
CRD#: 158744 / SEC#: 801-72679
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 197,089 |
| AUM (Assets Under Management) | $ 30,882,928,556 |
Red Flags
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