Margherita R. Merola
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margherita Rose Merola, who also goes by Margherita Rose Christopher, Margherita Merola Magro, Margherita Rose Magro, Margherita Rosetta Magro, Magherita R Margo, Margherita Rose Margo, was a registered financial professional .
Margherita is a previously registered financial professional and started their career in finance in 1986. Margherita had worked at 7 firms and has passed the Series 63, SIE and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 24, 2016 - February 24, 2021
DINOSAUR FINANCIAL GROUP, L.L.C
October 14, 2015 - December 7, 2016
CANTONE RESEARCH INC.
May 23, 2006 - August 10, 2015
R.W. SMITH & ASSOCIATES, LLC
October 15, 2002 - May 2, 2006
W.A. CAPITAL MARKETS
March 13, 1998 - October 15, 2002
R.W. SMITH & ASSOCIATES, LLC
July 19, 1995 - April 7, 1997
TITUS & DONNELLY LLC
November 27, 1990 - July 7, 1995
R.W. SMITH & ASSOCIATES, LLC
April 3, 1989 - January 29, 1990
J.J. KENNY DRAKE, INC.
May 14, 1986 - February 13, 1989
CLIFFORD DRAKE & COMPANY INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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