Guillaume P. De Dalmas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Guillaume P De Dalmas, who also goes by Guillaume P Dedalmas, was a registered financial professional .
Guillaume is a previously registered financial professional and started their career in finance in 1984. Guillaume had worked at 7 firms and has passed the Series 63, Series 7TO, SIE, Series 5, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 2017 - August 18, 2023
CIBC WORLD MARKETS CORP.
November 10, 2009 - May 25, 2017
NATIONAL BANK OF CANADA FINANCIAL INC.
May 26, 1999 - May 29, 2009
CREDIT SUISSE SECURITIES (USA) LLC
April 8, 1999 - May 20, 1999
CMI CAPITAL MARKET INVESTMENT, LLC
April 13, 1998 - April 21, 1998
MERRION SECURITIES, LLC
August 23, 1993 - March 7, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 18, 1984 - February 4, 1993
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 5
Date: 9/11/1992
Interest Rate Options ExaminationCurrent Firm
CIBC WORLD MARKETS CORP.
CRD#: 630 / SEC#: , 8-18333
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CIBC INC. | 100% SHAREHOLDER | |
| CONSOLA, PATRICK D | CHIEF COMPLIANCE OFFICER | 1133831 |
| DUBCZAK, ROMAN STEPAN | DIRECTOR | 5511542 |
| GRIFFITH, MARVIN SCOTT | PRINCIPAL FINANCIAL OFFICER | 1670889 |
| PERRY, ACHILLES M | GENERAL COUNSEL, ASSISTANT SECRETARY, DIRECTOR | 4183476 |
| PRICE, ERIC S | CHIEF EXECUTIVE OFFICER & PRESIDENT | 1985843 |
| TRABOULSI, ALFRED | MANAGING DIRECTOR, HEAD US INVESTMENT BANKING | 6594715 |
| ZELLERMAYER, MICHAEL | PRINCIPAL OPERATIONS OFFICER | 1662785 |
Disclosures
| Regulatory Event | 76 |
| Arbitration | 86 |
Red Flags
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