Stacey P. Brignac

KESTRA INVESTMENT SERVICES

Lafayette, LA 70508

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CRD#: 1326839

Professional summary

Stacey Paul Brignac is a registered financial professional currently at KESTRA INVESTMENT SERVICES, LLC located in Lafayette, Louisiana.

Stacey is registered as a RR (Registered Representative) and started their career in finance in 1985. Stacey has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stacey Paul Brignac's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 1, 2024 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 1720 Kaliste Saloom Rd 5d, Lafayette, LA 70508

CRD#: 42046

Lafayette, LA

Past

July 22, 2022 - October 30, 2024

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

LAFAYETTE, LA

Past

February 1, 2007 - October 26, 2009

B. RILEY WEALTH ADVISORS, INC.

RIA

CRD#: 115927

LAFAYETTE, LA

Past

January 16, 2007 - July 22, 2022

NATIONAL SECURITIES CORPORATION

CRD#: 7569

LAFAYETTE, LA

Past

June 4, 2002 - January 16, 2007

FIRST MONTAUK SECURITIES CORP.

RIA

CRD#: 13755

LAFAYETTE, LA

Past

May 28, 2002 - January 16, 2007

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

LAFAYETTE, LA

Past

November 20, 1998 - May 30, 2002

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

May 4, 1995 - November 24, 1998

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Past

March 13, 1989 - May 11, 1995

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

May 14, 1988 - April 7, 1989

LEHMAN BROTHERS INC.

CRD#: 7506

Past

July 24, 1985 - May 14, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(11/4/2024)

California
(10/1/2024)

Louisiana
(11/4/2024)

Texas
(10/1/2024)

Exams

State Security Law Exam

IAR

Series 65

Date: 4/2/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/1/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/20/1985

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046 / SEC#: , 8-49672

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

5707 Southwest Parkway 2-125, Austin, TX 78746

Mailing Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Phone number

(844) 553-7872

Established

Texas since 09/01/2014

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

Name	Position	CRD#
KESTRA FINANCIAL, INC	SOLE MEMBER
AMORE, JOHN VINCENT	PRESIDENT	5430932
CHESTER, KRISTEN LAWLESS	CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT	6896952
KANT, VINAY	CHIEF DIGITAL TECHNOLOGY OFFICER	7976827
PEDLOW, MICHAEL ROSS	CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT	4871563
POER, JAMES LYNN	CHIEF EXECUTIVE OFFICER	1983357
SCHOENBECK, MARK PAUL	EXECUTIVE VICE PRESIDENT	2625829
YIN, YIN	CONTROLLER	3219513
ZEGERS, SCOTT MATTHEW	CHIEF FINANCIAL OFFICER	4831659

Disclosures

Regulatory Event	14
Arbitration	2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stacey P. Brignac

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stacey Paul Brignac's CRS (Customer Relationship Summary).

Certified licenses

Experience

B. RILEY WEALTH MANAGEMENT

B. RILEY WEALTH ADVISORS, INC.

NATIONAL SECURITIES CORPORATION

FIRST MONTAUK SECURITIES CORP.

FIRST MONTAUK SECURITIES CORP.

PRUDENTIAL EQUITY GROUP, LLC

MORGAN KEEGAN & COMPANY, LLC

LEGG MASON WOOD WALKER, INCORPORATED

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/2/1996

Series 63

Date: 8/1/1985

SIE

Date: 10/1/2018

Series 7

Date: 7/20/1985

FINRA

Current Firm

KESTRA INVESTMENT SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

KESTRA INVESTMENT SERVICES, LLC

TRUST BUT VERIFY

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