Michael S. Stresau
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Scott Stresau, who also goes by Mike Stresau, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1985. Michael had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2009 - December 4, 2015
FARMERS FINANCIAL SOLUTIONS, LLC
January 7, 2004 - July 11, 2007
AMEGY INVESTMENTS, INC.
September 18, 2003 - April 15, 2004
SOUTHWEST BANK OF TEXAS, N.A.
May 13, 2003 - July 11, 2007
AMEGY INVESTMENTS, INC.
February 15, 2001 - May 15, 2003
FISERV INVESTOR SERVICES, INC.
September 8, 2000 - February 27, 2001
FARMERS FINANCIAL SOLUTIONS, LLC
July 27, 1999 - September 8, 2000
INVESTORS BROKERAGE SERVICES, INC.
April 1, 1986 - August 19, 1998
FIDELITY BROKERAGE SERVICES LLC
January 1, 1985 - April 7, 1986
JOHN M. SORENSEN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 10/8/1990
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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