John M. Leonard

JOHN M. LEONARD

Douglas, MI 49406-0278

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CRD#: 1326397

Professional summary

John Michael Leonard, CFP® is a registered financial advisor currently at JOHN M. LEONARD, LLC located in Douglas, Michigan.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. John has worked at 5 firms and has passed the Series 63, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Michael Leonard's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1996

Experience

Current

December 17, 2010 - Present

JOHN M. LEONARD, LLC

Office #1: 201 Center Street, Douglas, MI 49406-0278

RIA

CRD#: 134756

Douglas, MI

Past

September 7, 1991 - September 2, 2005

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

March 21, 1990 - September 26, 1990

WILMINGTON SECURITIES, INC.

CRD#: 19621

Past

July 13, 1987 - September 8, 1988

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Past

May 1, 1985 - July 10, 1987

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(12/17/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/28/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/20/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 7/1/1993

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/26/1992

General Securities Principal Examination

Current Firm

JOHN M. LEONARD, LLC

JML CFP, LLC | LEONARD, JOHN M. | JOHN M. LEONARD, LLC

CRD#: 134756 / SEC#:

Michigan

Registered Investment Advisory firm - (8/17/2005 Approved)

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Contact information

Main Address

201 Center Street, Douglas, MI 49406-0278

Mailing Address

P.o. Box 278, Douglas, MI 49406

Phone number

(269) 857-2860

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	54
AUM (Assets Under Management)	$ 32,564,048

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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John M. Leonard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Michael Leonard's CRS (Customer Relationship Summary).

Certified licenses

Experience

JOHN M. LEONARD, LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

WILMINGTON SECURITIES, INC.

CITIGROUP GLOBAL MARKETS INC.

KIDDER, PEABODY & CO. INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 5/28/1985

Series 7

Date: 4/20/1985

Series 53

Date: 7/1/1993

Series 24

Date: 3/26/1992

Current Firm

JOHN M. LEONARD, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JOHN M. LEONARD, LLC

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