Louis D. Violante
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis D Violante, who also goes by Louis D VIolante, Louis Violante, was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1984. Louis had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2010 - October 26, 2012
MARKETAXESS CORPORATION
December 20, 2002 - October 17, 2005
NYLIFE SECURITIES LLC
June 2, 2001 - February 24, 2010
NYLIFE DISTRIBUTORS LLC
March 24, 1998 - February 27, 2001
J.P. MORGAN SECURITIES INC.
January 1, 1992 - August 25, 1997
J.P. MORGAN SECURITIES INC.
August 24, 1988 - January 1, 1992
MANUFACTURERS HANOVER SECURITIES CORPORATION
December 18, 1984 - April 7, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MARKETAXESS CORPORATION
CRD#: 44542 / SEC#: , 8-50727
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
