Sharon D. Williams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sharon Donnell Williams, who also goes by Sharon D Argo, Sharon Donnell Argo, Sharon Lee Argo, Sharon Lee Donnell, Sharon Donnel Weisgerber, Sharon Donnell Weisgerber, Sharon Donnell Willams, Sharon Lee Williams, was a registered financial professional .
Sharon is a previously registered financial professional and started their career in finance in 1987. Sharon had worked at 9 firms and has passed the Series 63, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2013 - June 2, 2014
AMERITAS INVESTMENT COMPANY, LLC
April 3, 2007 - February 6, 2012
MORGAN KEEGAN & COMPANY, LLC
June 12, 2002 - November 10, 2006
STILLPOINT WEALTH MANAGEMENT, LLC
September 25, 1998 - January 31, 2002
LEGACY SECURITIES CORP.
January 6, 1997 - September 28, 1998
RAYMOND JAMES FINANCIAL SERVICES, INC.
December 7, 1994 - January 30, 1997
THE ROBINSON-HUMPHREY COMPANY, LLC
August 3, 1994 - October 10, 1996
KEOGLER, MORGAN & COMPANY, INC.
July 31, 1993 - July 5, 1994
CITIGROUP GLOBAL MARKETS INC.
February 1, 1988 - July 31, 1993
LEHMAN BROTHERS INC.
April 21, 1987 - January 18, 1988
THE ROBINSON-HUMPHREY COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 12/18/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
AMERITAS INVESTMENT COMPANY, LLC
CRD#: 14869 / SEC#: 801-undefined, 8-31296
Contact information
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERITAS LIFE INSURANCE CORP. | BENEFICIAL OWNER | |
| BEASLEY, RYAN CHARLES | MEMBER BOARD OF DIRECTORS | 2943009 |
| BERTHOLD, RICHARD AARON | VICE PRESIDENT, OPERATIONS | 4433172 |
| BIEL, ROLLIN LYNN | FINANCIAL AND OPERATIONS PRINCIPAL | 5101711 |
| HALVERSON, KELLY JAY | MEMBER BOARD OF DIRECTORS | 7977580 |
| KINSELLA, MATTHEW JOHN | CHIEF COMPLIANCE OFFICER | 5217108 |
| KORTE, BRENT FRAZIER | MEMBER BOARD OF DIRECTORS | 4808103 |
| ROBSON, JEREMY MICHAEL | PRESIDENT AND MEMBER BOARD OF DIRECTORS | 4147931 |
| SCHUBAUER, TYLER JOSEPH | CORPORATE SECRETARY | 6392775 |
| SHERFFIUS, MARIA ELIZABETH | SECOND VICE PRESIDENT - COMPLIANCE OFFICER | 2726500 |
| WU, MICHELE XIAOMING | MEMBER BOARD OF DIRECTORS | 7863936 |
Disclosures
| Regulatory Event | 21 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
