Andrew G. Graham
JACKSON SQUARE CAPITAL | Managing Partner
San Francisco, CA 94105
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CRD#: 1325229
Professional summary
Andrew Gilbert Graham, who also goes by Andy Graham, is a registered financial advisor currently at JACKSON SQUARE CAPITAL, LLC located in San Francisco, California.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Andrew has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Biography
As Portfolio Manager, Andrew applies fundamental research and 35 years of extensive industry experience to manage customized portfolios across multiple asset classes. He is a Chartered Financial Analyst® (CFA) charter holder and his insights have been featured in WSJ, Forbes, Reuters and Barron’s.
Andrew started Jackson Square Capital in 2019, after spending 17 years as a Portfolio Manager and Managing Director at J.P. Morgan Securities. During this time, Andrew also acted as Regional Director for J.P. Morgan Securities’ San Francisco and Seattle region. Previously, he was Senior Managing Director at Credit Suisse First Boston (2000-2002), which had acquired his prior firm, Donaldson, Lufkin & Jenrette (1988–2000). He began his financial services career at Dean Witter in 1984 after earning his BA in Economics from the University of Colorado.
Andrew is described by his colleagues as a fun, nerdy, and extremely dedicated leader whose commitment to being the best in the industry for his clients inspires everyone around him to do the same.
His weekends are often spent with friends and family, including two college-age children, and going on long, desolate trail runs.
Question & Answer
What are your service offerings?
Financial planning
Executive services/Equity comp...
Trust & estate planning
Trading individual securities
Retirement planning
What is your current number of clients?
Under 100
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
Andy Graham
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
EFFECTIVE OCTOBER 1, 2010, I WILL BE AN EMPLOYEE OF BOTH J.P. MORGAN SECURITIES LLC AND JPMORGAN CHASE BANK, N.A. ("JPMCB"). JPMCB OFFERS A BROAD RANGE OF PRODUCTS AND SERVICES NATIONWIDE. AS AN EMPLOYEE OF JPMCB, I WILL BE ABLE TO OFFER CERTAIN BANK PRODUCTS AND SERVICES, INCLUDING DEPOSIT AND CREDIT PRODUCTS AND DISCRETIONARY INVESTMENT MANAGEMENT.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Gilbert Graham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Economics
1980 - 1984
Experience
Current
March 13, 2019 - Present
JACKSON SQUARE CAPITAL, LLC
Office #1: 595 Market Street Suite 1340, San Francisco, CA 94105RIA
CRD#: 300314
San Francisco, CA
Past
January 30, 2002 - March 19, 2019
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
SAN FRANCISCO, CA
Past
January 18, 2002 - March 19, 2019
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
SAN FRANCISCO, CA
Past
November 10, 2000 - February 11, 2002
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
NEW YORK, NY
Past
June 30, 1989 - February 11, 2002
PERSHING LLC
BD
CRD#: 7560
JERSEY CITY, NJ
Past
February 21, 1985 - July 11, 1989
MORGAN STANLEY DW INC.
BD
CRD#: 7556
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JS
JACKSON SQUARE CAPITAL, LLC
JACKSON SQUARE CAPITAL, LLC
CRD#: 300314 / SEC#: 801-114780
RIA
Registered Investment Advisory firm - (3/11/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/13/2019)
IAR
Massachusetts(11/29/2024)
IAR
Texas(7/24/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
JS
JACKSON SQUARE CAPITAL, LLC
JACKSON SQUARE CAPITAL, LLC
CRD#: 300314 / SEC#: 801-114780
RIA
Registered Investment Advisory firm - (3/11/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
595 Market Street Suite 1340, San Francisco, CA 94105
Mailing Address
Phone number
(415) 854-5011
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 524 |
| AUM (Assets Under Management) | $ 488,825,282 |
Red Flags
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Company Information
JACKSON SQUARE CAPITAL, LLC
Managing PartnerCRD#: 300314San Francisco, CA 94105TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
