Stephen E. Fournier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Emery Fournier, who also goes by Steve Fournier, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1984. Stephen had worked at 4 firms and has passed the Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 1999 - April 27, 2013
FOURNIER, MCDERMOTT & LAMB FINANCIAL ADVISORS, LLC
July 31, 1992 - May 2, 1996
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 6, 1986 - August 10, 1992
LPL FINANCIAL LLC
June 18, 1985 - January 13, 1986
BAIKIE & ALCANTARA INC.
December 28, 1984 - May 1, 1985
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FOURNIER, MCDERMOTT & LAMB FINANCIAL ADVISORS, LLC
CRD#: 135534 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
