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John Edward Duchien

INTEGRITY CAPITAL
Fort Wayne, IN
·CRD# 1325180·34 years experience

Professional Summary

John Edward Duchien is a registered financial advisor currently at INTEGRITY CAPITAL, LLC located in Fort Wayne, Indiana. John is registered as a RR (Registered Representative) and started their career in finance in 1984. John has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

INTEGRITY CAPITAL, LLC·CRD# 285198
BD
888 S Harrison St., Suite 900, Fort Wayne, IN 46802
January 31, 2025 - Present
FIRST PALLADIUM, LLC·CRD# 289822
BD
Fort Wayne, IN
April 4, 2019 - January 31, 2025
MERCAP SECURITIES, LLC·CRD# 156607
BD
Fort Wayne, IN
October 14, 2013 - December 4, 2017
WILLIAM C. BURNSIDE & COMPANY, INC.·CRD# 6400
BD
Danville, IL
December 21, 2012 - October 1, 2013
CONCOURSE FINANCIAL GROUP SECURITIES, INC.·CRD# 15708
BD
Indianapolis, IN
June 30, 2004 - December 31, 2010
JACKSON NATIONAL LIFE DISTRIBUTORS LLC·CRD# 40178
BD
Franklin, TN
January 17, 2002 - June 13, 2003
NATIONAL PLANNING CORPORATION·CRD# 29604
BD
Los Angeles, CA
November 24, 1999 - June 13, 2003
WATERSTONE FINANCIAL GROUP, INC.·CRD# 10078
BD
Boston, MA
August 23, 1997 - October 1, 1999
NATCITY INSURANCE SERVICES, INC.·CRD# 16989
BD
Cleveland, OH
February 7, 1991 - January 22, 1993
AMERICAN EXPRESS FINANCIAL CORPORATION·CRD# 6320
BD
December 19, 1984 - December 24, 1986
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
December 19, 1984 - December 17, 1987

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Current Firm

IC
INTEGRITY CAPITAL, LLC

ANNEXUS SECURITIES, LLC | INTEGRITY CAPITAL, LLC

CRD#: 285198 / SEC#: 8-69829
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

16767 N. Perimeter Drive Suite 320, Scottsdale, AZ 85260

Mailing Address

16767 N. Perimeter Drive Suite 320, Scottsdale, AZ 85260

Phone Number

(480) 321-8992

Established

Delaware since 08/05/2022

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
INTEGRITY WEALTH, LLCMEMBER—
BAKER, ANDREA KPRINCIPAL FINANCIAL OFFICER5533991
BAKER, ANDREA KFINOP5533991
BAKER, ANDREA KCHIEF FINANCIAL OFFICER5533991
BAKER, ANDREA KPRINCIPAL OPERATIONS OFFICER5533991
DENHAM, ERIC TODDPRESIDENT1812039
PATTERSON, GINNIE SUZANNECHIEF COMPLIANCE OFFICER6329958

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Texas
(1/31/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1997About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Edward Duchien's CRS (Customer Relationship Summary).

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