Michael L. Coben
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Louis Coben was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1985. Michael had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2021 - May 12, 2025
THE LEADERS GROUP, INC.
October 10, 2017 - December 31, 2018
EMERSON EQUITY LLC
February 23, 2010 - January 11, 2016
COVENTRY SECURITIES, LLC
July 9, 2004 - December 31, 2009
THE LEADERS GROUP, INC.
January 24, 2002 - November 6, 2002
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
August 5, 1996 - November 6, 2002
NATIONAL PLANNING CORPORATION
February 11, 1985 - December 11, 1998
JOHN HANCOCK DISTRIBUTORS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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