Gina M. Barro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gina Marie Barro, who also goes by Gina Marie Card, Gina Marie Sweeney, was a registered financial professional .
Gina is a previously registered financial professional and started their career in finance in 2000. Gina had worked at 4 firms and has passed the Series 65, Series 63, Series 57TO, Series 7TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2013 - January 13, 2022
JAG CAPITAL MANAGEMENT LLC
February 18, 2004 - March 3, 2021
J.A. GLYNN INVESTMENTS, LLC.
September 19, 2000 - February 4, 2004
WS GRIFFITH SECURITIES, INC.
March 8, 2000 - August 3, 2000
SMITH, MOORE & CO.
Primary Firm SEC Registration
JAG CAPITAL MANAGEMENT LLC
CRD#: 159227 / SEC#: 801-72799
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 7TO
Date: 9/26/2022
General Securities Representative ExaminationSeries 55
Date: 2/23/2004
Limited Representative-Equity Trader ExamCurrent Firm
JAG CAPITAL MANAGEMENT LLC
CRD#: 159227 / SEC#: 801-72799
Contact information
SEC notice filing (37 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,530 |
| AUM (Assets Under Management) | $ 1,695,603,314 |
Red Flags
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