Joyce B. Docktor

GARDEN STATE SECURITIES

Red Bank, NJ 07701

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CRD#: 1324234

Professional summary

Joyce Barbara Docktor, who also goes by Joyce Weiner Docktor, Joyce Weiner, is a registered financial professional currently at GARDEN STATE SECURITIES, INC. located in Red Bank, New Jersey.

Joyce is registered as a RR (Registered Representative) and started their career in finance in 1985. Joyce has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Joyce Weiner Docktor | Joyce Weiner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joyce Barbara Docktor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 28, 2010 - Present

GARDEN STATE SECURITIES, INC.

Office #1: 328 Newman Springs Road, Red Bank, NJ 07701

CRD#: 10083

Red Bank, NJ

Past

April 5, 2006 - June 18, 2010

JANNEY MONTGOMERY SCOTT LLC

RIA

CRD#: 463

NEW YORK, NY

Past

November 18, 1999 - June 18, 2010

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

NEW YORK, NY

Past

September 25, 1991 - November 30, 1999

JOSEPHTHAL & CO., INC.

CRD#: 3227

NEW YORK, NY

Past

July 2, 1991 - October 18, 1991

JJC SECURITIES CO., INC.

CRD#: 3144

Past

April 11, 1989 - June 28, 1991

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

February 6, 1985 - March 20, 1989

GIBRALTAR SECURITIES CO.

CRD#: 7093

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/1/2010)

Connecticut
(5/28/2010)

District of Columbia
(8/17/2010)

Florida
(5/28/2010)

Maryland
(4/17/2013)

Massachusetts
(2/14/2014)

Nevada
(5/28/2010)

New Hampshire
(1/26/2011)

New Jersey
(6/15/2010)

New York
(5/28/2010)

North Carolina
(10/7/2014)

Pennsylvania
(5/28/2010)

Exams

State Security Law Exam

IAR

Series 65

Date: 7/30/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/11/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/19/1985

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

GARDEN STATE SECURITIES, INC.

CRD#: 10083 / SEC#: , 8-25790

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

328 Newman Springs Road, Red Bank, NJ 07701

Mailing Address

328 Newman Springs Road, Red Bank, NJ 07701

Phone number

(732) 280-6886

Established

New Jersey since 03/01/1980

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (50 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
AMBROSINO, RAYMOND EDWARD	DIRECTOR/SHAREHOLDER	2070784
DEROSA, KEVIN JOHN	DIRECTOR/SHAREHOLDER	2314895
PERROTTO, LOUIS LUCKY JR	DIRECTOR/SHAREHOLDER/CHIEF EXECUTIVE OFFICER	3053498
SARI, SCOTT HENRY	DIRECTOR/SHAREHOLDER	2226426
MALONE, PATRICK ANTHONY	CHIEF SUPERVISORY OFFICER	2143703
MCMULLIN, ROBERT	CHIEF FINANCIAL OFFICER	1540045
TRIGILI, STEVEN DAVID	CHIEF COMPLIANCE OFFICER	2232496

Disclosures

Regulatory Event	24
Arbitration	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joyce B. Docktor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joyce Barbara Docktor's CRS (Customer Relationship Summary).

Certified licenses

Experience

JANNEY MONTGOMERY SCOTT LLC

JANNEY MONTGOMERY SCOTT LLC

JOSEPHTHAL & CO., INC.

JJC SECURITIES CO., INC.

MORGAN STANLEY DW INC.

GIBRALTAR SECURITIES CO.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/30/1999

Series 63

Date: 2/11/1985

SIE

Date: 10/1/2018

Series 7

Date: 1/19/1985

FINRA

Current Firm

GARDEN STATE SECURITIES, INC.

Contact information

FINRA licenses (50 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

GARDEN STATE SECURITIES, INC.

TRUST BUT VERIFY

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