Donald E. Magruder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Ernest Magruder, who also goes by Don Magruder, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1986. Donald had worked at 4 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2003 - October 31, 2012
FIRST HEARTLAND CAPITAL, INC.
September 18, 1998 - December 31, 2002
VOYA FINANCIAL ADVISORS, INC.
June 3, 1997 - September 17, 1998
LIFEMARK SECURITIES CORP.
September 24, 1996 - June 9, 1997
ARLINGTON SECURITIES, INC.
February 10, 1992 - October 11, 1996
VOYA FINANCIAL ADVISORS, INC.
June 3, 1986 - December 31, 1991
VOYA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST HEARTLAND CAPITAL, INC.
CRD#: 32460 / SEC#: , 8-46008
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
