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Edmund Ramsell Miller

CLEANBRIDGE SECURITIES
MIAMI, FL
·CRD# 1323296·41 years experience

Professional Summary

Edmund Ramsell Miller is a registered financial advisor currently at CLEANBRIDGE SECURITIES, LLC located in Miami, Florida. Edmund is registered as a RR (Registered Representative) and started their career in finance in 1985. Edmund has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 3, Series 5 and Series 8 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

CLEANBRIDGE SECURITIES, LLC·CRD# 140889
BD
2601 S. Bayshore Drive Suite 1130, Miami, FL 33133
August 7, 2012 - Present
1ST BRIDGEHOUSE SECURITIES, LLC·CRD# 44655
BD
Miami, FL
April 12, 2004 - December 31, 2010
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
January 23, 1985 - June 19, 1996

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Current Firm

CS
CLEANBRIDGE SECURITIES, LLC

CLEANBRIDGE SECURITIES, LLC | PAF SECURITIES, LLC

CRD#: 140889 / SEC#: 8-67348
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

2601 S. Bayshore Drive Suite 1130, Miami, FL 33133

Mailing Address

2601 S.. Bayshore Drive Suite 1130, Miami, FL 33133

Phone Number

(305) 577-9799

Established

Delaware since 03/29/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (10 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CLEANBRIDGE ADVISORS, LLCHOLDING COMPANY—
MOODY, BENJAMIN SIMONPRESIDENT/CEO/CCO2345636
TENPOW, GEORGE PHILIPCFO/FINOP2938989

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(8/22/2013)
RR
Connecticut
(2/26/2015)
RR
District of Columbia
(7/13/2016)
RR
Florida
(9/28/2012)
RR
Michigan
(7/14/2016)
RR
New Jersey
(3/2/2015)
RR
New York
(8/27/2013)
RR
Ohio
(5/1/2019)
RR
Pennsylvania
(3/3/2015)
RR
Texas
(3/10/2014)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2013About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2004About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Apr 1985About the Series 3 exam

Series 5 — Interest Rate Options Examination

Passed Feb 1985

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Apr 1989
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Edmund Ramsell Miller's CRS (Customer Relationship Summary).

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