Kelly J. Daly
Professional summary
Kelly Jean Daly, who also goes by Kelly Jean Frenette, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Kelly is registered as a RR (Registered Representative) and started their career in finance in 1985. Kelly has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kelly Jean Daly's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 5, 2013 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901November 9, 2005 - September 9, 2013
FAIRPORT CAPITAL, INC.
August 17, 2001 - November 14, 2005
TOWER SQUARE SECURITIES, INC.
April 8, 1998 - August 16, 2001
FAIRPORT CAPITAL, INC.
August 13, 1997 - December 9, 1997
THE LEADERS GROUP, INC.
August 9, 1993 - July 9, 1997
OHANESIAN / LECOURS, INC.
September 13, 1985 - August 2, 1993
C.A.L. INVESTMENT SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/5/2013)
(9/5/2013)
(3/14/2019)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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