Paul J. Coleman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul John Coleman, CFP®, who also goes by Paul John Coleman Cfp, Paul John Coleman Chfc, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1985. Paul had worked at 17 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2001
Experience
December 8, 2023 - December 2, 2024
QUARTZ PARTNERS INVESTMENT MANAGEMENT
December 6, 2023 - December 2, 2024
ETICO PARTNERS, LLC
April 28, 2021 - December 31, 2021
ST. BERNARD FINANCIAL SERVICES, INC.
April 28, 2021 - December 31, 2021
ST. BERNARD FINANCIAL SERVICES, INC.
February 23, 2017 - May 7, 2019
TRUST ADVISORY GROUP LTD
February 17, 2017 - May 7, 2019
AGES FINANCIAL SERVICES, LTD.
February 1, 2016 - July 24, 2017
SOURCE CAPITAL GROUP, INC.
January 25, 2016 - April 24, 2017
SOURCE CAPITAL GROUP, INC.
October 12, 2015 - February 4, 2016
FOUR POINTS CAPITAL PARTNERS LLC
August 16, 2012 - October 15, 2015
GILFORD FINANCIAL CORP.
August 16, 2012 - October 15, 2015
GILFORD SECURITIES INCORPORATED
May 9, 2011 - July 24, 2012
HSBC SECURITIES (USA) INC.
May 3, 2011 - July 24, 2012
HSBC SECURITIES (USA) INC.
April 12, 2005 - April 7, 2011
CHASE INVESTMENT SERVICES CORP.
May 12, 2003 - April 7, 2011
CHASE INVESTMENT SERVICES CORP.
November 28, 2000 - August 13, 2001
ESSEX NATIONAL SECURITIES, LLC
January 15, 1999 - February 16, 2000
LASALLE ST SECURITIES, L.L.C.
October 6, 1998 - October 30, 1998
MORGAN STANLEY DW INC.
March 31, 1997 - August 11, 1997
ADVEST, INC.
December 7, 1988 - January 24, 1997
GILFORD SECURITIES INCORPORATED
January 13, 1988 - October 31, 1988
CIBC WORLD MARKETS CORP.
May 21, 1985 - June 13, 1985
NYLIFE SECURITIES LLC
May 21, 1985 - January 24, 1997
GILFORD SECURITIES INCORPORATED
Primary Firm SEC Registration
QUARTZ PARTNERS INVESTMENT MANAGEMENT
CRD#: 174327 / SEC#: 801-80822
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUARTZ PARTNERS INVESTMENT MANAGEMENT
CRD#: 174327 / SEC#: 801-80822
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,124 |
| AUM (Assets Under Management) | $ 281,034,901 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
