Heather E. Alexander
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Heather Elizabeth Alexander, who also goes by Heather Alexander, Heather Elizabeth Bolander, was a registered financial professional .
Heather is a previously registered financial professional and started their career in finance in 1988. Heather had worked at 2 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2009 - September 17, 2015
CAPITAL GUARDIAN TRUST COMPANY
January 25, 2007 - July 14, 2007
CROWELL, WEEDON & CO.
February 6, 1995 - July 14, 2007
CROWELL, WEEDON & CO.
February 23, 1988 - August 8, 1989
CROWELL, WEEDON & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 11/26/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CAPITAL GUARDIAN TRUST COMPANY
CRD#: 108236 / SEC#: 801-60145
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
