Michael J. Ross
Professional summary
Michael John Ross is a registered financial professional currently at VAN CLEMENS & CO. INCORPORATED located in Minneapolis, Minnesota.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1984. Michael has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael John Ross's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 4, 2002 - Present
VAN CLEMENS & CO. INCORPORATED
Office #1: 900 Second Avenue South Suite 1500, Minneapolis, MN 55402Office #2: 900 Second Ave S Suite 1500, Minneapolis, MN 55402January 2, 1992 - September 3, 2002
MILLER JOHNSON STEICHEN KINNARD, INC.
April 15, 1991 - December 31, 1991
KENNEDY, MATHEWS, LANDIS, HEALY & PECORA, INCORPORATED
December 19, 1984 - April 19, 1991
VAN CLEMENS & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/7/2010)
(8/13/2004)
(12/18/2003)
(9/4/2002)
(10/8/2002)
(3/4/2005)
(9/21/2006)
(9/4/2002)
(9/4/2002)
(11/17/2022)
(2/6/2003)
(9/22/2025)
(9/4/2002)
(11/17/2005)
(6/9/2021)
(9/4/2002)
(8/17/2005)
Exams
FINRA
Current Firm
VAN CLEMENS & CO. INCORPORATED
CRD#: 6914 / SEC#: , 8-18414
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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