Sandra D. Dose

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CRD#: 1320585

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sandra Diane Dose was a registered financial professional .

Sandra is a previously registered financial professional and started their career in finance in 1984. Sandra had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. ASSISTANCE LEAGUE OF OMAHA 20 HRS ANNUALLY 2. House; 1714 1st Ave Nebr City, NE 68410; Rental House; Owns house; get the house rented; the house is inherited; affiliation started 07/01/2001; 5.0 hours per year; during securities trading hours; not investment-related. 3. Mercedes Club of Omaha; only social, no business; member, possibly president; get car owners to participate in club activities; affiliation started 04/07/2017; 2.0 hours per month; during securities trading hours; not investment-related.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 23, 2023 - November 5, 2025

ELEVATION ADVISORY PARTNERS LLC

RIA

CRD#: 312170

Omaha, NE

Past

March 23, 2001 - January 18, 2023

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

OMAHA, NE

Past

November 20, 2000 - January 18, 2023

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

OMAHA, NE

Past

September 4, 1990 - March 8, 2001

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

December 19, 1984 - September 4, 1990

BLUNT ELLIS & LOEWI INCORPORATED

CRD#: 7580

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELEVATION ADVISORY PARTNERS LLC

ELEVATION ADVISORY PARTNERS LLC | OPEN ROAD WEALTH MANAGEMENT | HARRISON CAPITAL MANAGEMENT

CRD#: 312170 / SEC#: 801-120658

RIA

Registered Investment Advisory firm - (3/31/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/30/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/20/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 1/11/1985

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 12/15/1984

General Securities Representative Examination

Current Firm

ELEVATION ADVISORY PARTNERS LLC

ELEVATION ADVISORY PARTNERS LLC | OPEN ROAD WEALTH MANAGEMENT | HARRISON CAPITAL MANAGEMENT

CRD#: 312170 / SEC#: 801-120658

RIA

Registered Investment Advisory firm - (3/31/2021 Approved)

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Contact information

Main Address

3505 Lake Lynda Drive Suite 200, Orlando, FL 32817

Mailing Address

Phone number

(913) 827-4588

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ELEVATION 2A BROCHURE (10/8/2025)

Regulatory assets under management

Total Number of Accounts	987
AUM (Assets Under Management)	$ 205,795,570

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Sandra D. Dose

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

BLUNT ELLIS & LOEWI INCORPORATED

Primary Firm SEC Registration

ELEVATION ADVISORY PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/30/2000

Series 63

Date: 12/20/1984

SIE

Date: 10/1/2018

Series 3

Date: 1/11/1985

Series 7

Date: 12/15/1984

Current Firm

ELEVATION ADVISORY PARTNERS LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELEVATION ADVISORY PARTNERS LLC

TRUST BUT VERIFY

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