KV
Katherine K. Vessenes
MD FINANCIAL ADVISORS / VESTMENT FINANCIAL
SHOREWOOD, MN
Some features on this profile are disabled
CRD#: 1320580
KV
Professional summary
Katherine Kammerzell Vessenes, CFP®, who also goes by Katherine Louise Kammerzell, Katherine Kammerezell Vessenes, Katie Vessenes, is a registered financial advisor currently at MD FINANCIAL ADVISORS / VESTMENT FINANCIAL located in Shorewood, Minnesota.
Katherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Katherine has worked at 14 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Katherine Louise Kammerzell | Katherine Kammerezell Vessenes | Katie Vessenes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1.) NAME OF OBA: MARSH POINTE HOMEOWNERS ASSOCIATION; ADDRESS OF OBA: SHOREWOOD, MN 55331; NATURE: HOME OWNERS' ASSOCIATION; INVESTMENT RELATED: NO; TITLE WITH OBA: EXECUTIVE COMMITTEE, MEMBER AT LARGE; DUTIES: PART OF THE TEAM THAT MANAGES HOA; START DATE: 11/2023; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (2.) NAME OF OBA: MESSERLI AND KRAMER; ADDRESS OF OBA: MINNEAPOLIS, MN 55402; NATURE: LAW FIRM; INVESTMENT RELATED: NO; TITLE WITH OBA: OF COUNSEL; DUTIES: SOME LEGAL WORK FOR CLIENTS REFERRED TO THE FIRM; START DATE: 2018; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (3.) NAME OF OBA: VESTMENT SERVICES; ADDRESS OF OBA: CHANHASSEN, MN 55317; NATURE: LLC THAT OWNS OUR OFFICE BUILDING; INVESTMENT RELATED: NO; TITLE WITH OBA: 50% OWNER; DUTIES: REVIEW BALANCE SHEET AND CASH FLOW STATEMENT, OVERSEE BILL PAYMENT, PREP INFORMATION FOR TAXES, GENERAL RE MANAGEMENT, GENERAL LANDLORD DUTIES; START DATE: 10/01/2007; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (4.) NAME OF OBA: VESTMENT ADVISORS; ADDRESS OF OBA: EXCELSIOR, MN 55331; NATURE: C CORP THAT DOES MANAGEMENT COACHING AND CONSULTING; INVESTMENT RELATED: NO; TITLE WITH OBA: 50% OWNER; DUTIES: REVIEW CASH FLOW, REVIEW BALANCE SHEET, OVERSEE PAYMENT OF BILLS, PREP INFORMATION FOR TAXES, OCCASIONALLY PROVIDING CONSULTING OR COACHING SERVICES; START DATE: 08/2013; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (5.) NAME OF OBA: RENTAL PROPERTY; ADDRESS OF OBA: PROVIDENCE, RI 02903; NATURE: RENTAL PROPERTY; INVESTMENT RELATED: NO; TITLE WITH OBA: 50% OWNER; DUTIES: REVIEW BALANCE SHEET AND CASH FLOW STATEMENT, OVERSEE BILL PAYMENT, PREP INFORMATION FOR TAXES, GENERAL RE MANAGEMENT, GENERAL LANDLORD DUTIES; START DATE: 11/15/2018; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (6.) NAME OF OBA: TRUST BENEFICIARY; ADDRESS OF OBA: DENVER, CO 80210; NATURE: TESTAMENTARY TRUST; INVESTMENT RELATED: NO; TITLE WITH OBA: 50% BENEFICIARY; DUTIES: NONE; START DATE: 11/01/2004; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (7.) NAME OF OBA: BAR ASSOCIATIONS; ADDRESS OF OBA: ST. PAUL, MN 55101 AND MADISON, WI 53718; NATURE: BAR ASSOCIATIONS; INVESTMENT RELATED: NO; TITLE WITH OBA: MEMBER OF MN BAR AND WI BAR ASSOCIATIONS; DUTIES: MEMBER; START DATE: 10/01/1977; APPROX. NUMBER OF HOURS/MONTH: 0; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0
CRS (Client Relationship Summary) - RIA
Click below to view Katherine Kammerzell Vessenes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1989
Experience
Current
January 6, 2015 - Present
MD FINANCIAL ADVISORS / VESTMENT FINANCIAL
Office #2: 1000 Providence Place Unit 402, Providence, RI 02903Office #3: 7935 Stone Creek Drive Suite 120, Chanhassen, MN 55317RIA
CRD#: 168771
SHOREWOOD, MN
Past
September 25, 2013 - December 31, 2014
MD FINANCIAL ADVISORS / VESTMENT FINANCIAL
RIA
CRD#: 168771
CHANHASSEN, MN
Past
January 29, 2013 - October 22, 2013
CETERA ADVISORS LLC
RIA
CRD#: 10299
CHANHASSEN, MN
Past
February 28, 2012 - October 22, 2013
CETERA ADVISORS LLC
BD
CRD#: 10299
CHANHASSEN, MN
Past
March 31, 2011 - February 28, 2012
PACIFIC WEST SECURITIES, INC.
BD
CRD#: 6390
CHANHASSEN, MN
Past
October 4, 2010 - March 31, 2011
LARSON FINANCIAL GROUP, LLC
RIA
CRD#: 140599
CHANHASSEN, MN
Past
September 30, 2010 - March 31, 2011
LARSON FINANCIAL SECURITIES, LLC
BD
CRD#: 152517
CHANHASSEN, MN
Past
May 13, 2009 - December 17, 2010
FORTITUDE ADVISORY GROUP L.L.C.
RIA
CRD#: 116083
CHANHASSEN, MN
Past
May 13, 2009 - October 7, 2010
ARGENTUS SECURITIES, LLC
BD
CRD#: 45915
CHANHASSEN, MN
Past
January 22, 2009 - May 22, 2009
QA3 FINANCIAL LLC
RIA
CRD#: 104957
CHANHASSEN, MN
Past
January 22, 2009 - May 22, 2009
QA3 FINANCIAL CORP.
BD
CRD#: 14754
CHANHASSEN, MN
Past
July 7, 2003 - February 3, 2009
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Past
March 28, 2001 - August 16, 2001
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
December 23, 1988 - October 3, 1989
B.C. CHRISTOPHER SECURITIES CO.
BD
CRD#: 60
Past
February 1, 1988 - December 23, 1988
MORISON SECURITIES, INC.
BD
CRD#: 8097
Past
May 1, 1986 - February 1, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
December 21, 1984 - April 25, 1986
FSC SECURITIES CORPORATION
BD
CRD#: 7461
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MF
MD FINANCIAL ADVISORS / VESTMENT FINANCIAL
MD FINANCIAL | VESTMENT FINANCIAL, LLC | VESTMENT FINANCIAL LLC | VESTMENT FINANCIAL | VESTMENT ADVISORY FINANCIAL GROUP | VESTMENT ADVISORS FINANCIAL GROUP, LLC | VESTMENT ADVISORS FINANCIAL GROUP | MD FINANCIAL ADVISORS / VESTMENT FINANCIAL | MD FINANCIAL / VESTMENT FINANCIAL
CRD#: 168771 / SEC#: 801-116812
RIA
Registered Investment Advisory firm - (6/18/2019 Approved)California
Registered Investment Advisory firm - (9/1/2019 Terminated)Connecticut
Registered Investment Advisory firm - (8/7/2019 Terminated)Louisiana
Registered Investment Advisory firm - (8/8/2019 Terminated)Massachusetts
Registered Investment Advisory firm - (8/2/2019 Terminated)Minnesota
Registered Investment Advisory firm - (8/5/2019 Terminated)New Hampshire
Registered Investment Advisory firm - (8/6/2019 Terminated)New York
Registered Investment Advisory firm - (8/2/2019 Terminated)North Carolina
Registered Investment Advisory firm - (8/30/2019 Terminated)Ohio
Registered Investment Advisory firm - (8/5/2019 Terminated)Rhode Island
Registered Investment Advisory firm - (8/2/2019 Terminated)Texas
Registered Investment Advisory firm - (8/2/2019 Terminated)Washington
Registered Investment Advisory firm - (9/2/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(3/24/2025)
IAR
Minnesota(1/9/2015)
IAR
New Mexico(2/28/2025)
IAR
Rhode Island(2/27/2025)
IAR
Texas(1/26/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
MF
MD FINANCIAL ADVISORS / VESTMENT FINANCIAL
MD FINANCIAL | VESTMENT FINANCIAL, LLC | VESTMENT FINANCIAL LLC | VESTMENT FINANCIAL | VESTMENT ADVISORY FINANCIAL GROUP | VESTMENT ADVISORS FINANCIAL GROUP, LLC | VESTMENT ADVISORS FINANCIAL GROUP | MD FINANCIAL ADVISORS / VESTMENT FINANCIAL | MD FINANCIAL / VESTMENT FINANCIAL
CRD#: 168771 / SEC#: 801-116812
RIA
Registered Investment Advisory firm - (6/18/2019 Approved)California
Registered Investment Advisory firm - (9/1/2019 Terminated)Connecticut
Registered Investment Advisory firm - (8/7/2019 Terminated)Louisiana
Registered Investment Advisory firm - (8/8/2019 Terminated)Massachusetts
Registered Investment Advisory firm - (8/2/2019 Terminated)Minnesota
Registered Investment Advisory firm - (8/5/2019 Terminated)New Hampshire
Registered Investment Advisory firm - (8/6/2019 Terminated)New York
Registered Investment Advisory firm - (8/2/2019 Terminated)North Carolina
Registered Investment Advisory firm - (8/30/2019 Terminated)Ohio
Registered Investment Advisory firm - (8/5/2019 Terminated)Rhode Island
Registered Investment Advisory firm - (8/2/2019 Terminated)Texas
Registered Investment Advisory firm - (8/2/2019 Terminated)Washington
Registered Investment Advisory firm - (9/2/2019 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
7935 Stone Creek Drive Suite 120, Chanhassen, MN 55317
Mailing Address
Phone number
(888) 256-6855
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,758 |
| AUM (Assets Under Management) | $ 243,201,465 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
