Christine S. Hollon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christine Schamp Hollon, who also goes by Christine Ann Schamp, was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 1984. Christine had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2011 - January 27, 2017
TRUIST INVESTMENT SERVICES, INC.
April 18, 2011 - April 12, 2018
TRUIST INVESTMENT SERVICES, INC.
February 5, 2010 - April 13, 2011
OSAIC INSTITUTIONS, INC.
January 19, 2010 - April 13, 2011
OSAIC INSTITUTIONS, INC.
June 6, 2008 - January 5, 2010
BB&T INVESTMENT SERVICES, INC.
May 13, 2008 - January 5, 2010
BB&T INVESTMENT SERVICES, INC.
January 25, 2005 - September 13, 2006
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2005 - September 13, 2006
WELLS FARGO CLEARING SERVICES, LLC
March 28, 2002 - January 9, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 28, 2002 - January 9, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 1, 2000 - April 1, 2002
WELLS FARGO CLEARING SERVICES, LLC
April 6, 1993 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
May 19, 1992 - April 7, 1993
PRUDENTIAL EQUITY GROUP, LLC
April 13, 1992 - May 13, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 19, 1984 - November 12, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST INVESTMENT SERVICES, INC.
CRD#: 17499 / SEC#: 801-56443, 8-35355
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | HOLDING COMPANY | |
| CALLENDER, EVELYN MICHELLE | TREASURER AND CHIEF FINANCIAL OFFICER | 7591739 |
| CENTENO, PATRICIA REED | DEPUTY CHIEF COMPLIANCE OFFICER | 2239528 |
| COBBS, JENI RACHEL | COMPLIANCE OFFICER | 4354424 |
| CRAM, BRYAN SCOTT | VICE CHAIRMAN/EXECUTIVE VICE PRESIDENT | 2723431 |
| DOWHOWER, BRIAN SEAN | CHAIRMAN/PRESIDENT/CHIEF EXECUTIVE OFFICER | 4202574 |
| DUNN, JEFFREY TODD | DIRECTOR/EXECUTIVE VICE PRESIDENT | 4228631 |
| HECHTLINGER, SUSAN | DIRECTOR/CHIEF COMPLIANCE OFFICER/SENIOR VICE PRESIDENT | 2890466 |
| MAVICO, CECILIA BAUTE | SENIOR VICE CHAIRMAN/CHIEF OPERATING OFFICER/CORPORATE SECRETARY | 3261303 |
| NORMAN, ANNMARIE CARROLL | COMPLIANCE OFFICER | 2993726 |
| TYSON, TONYA | CHIEF OPERATIONS OFFICER/SENIOR VICE PRESIDENT/ASSISTANT CORPORATE SECRETARY | 1987448 |
| WEHINGER, LEAH ROWE | DIRECTOR/EXECUTIVE VICE PRESIDENT | 1719505 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 14 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
