Jeffery Factor
Professional summary
Jeffery Factor, who also goes by Jeffery Carl Factor, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Brentwood, Tennessee and TRUIST INVESTMENT SERVICES, INC. located in Brentwood, Tennessee.
Jeffery is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Jeffery has worked at 9 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 3, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jeffery Factor's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 14, 2017 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 5205 Maryland Way, Brentwood, TN 37027October 19, 2017 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 5205 Maryland Way Ste 200, Brentwood, TN 37027December 9, 2019 - February 17, 2021
BB&T SECURITIES, LLC
February 13, 2013 - October 2, 2017
RAYMOND JAMES & ASSOCIATES, INC.
February 13, 2013 - October 2, 2017
RAYMOND JAMES & ASSOCIATES, INC.
December 4, 2009 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
December 1, 2009 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
June 1, 2009 - December 10, 2009
MORGAN STANLEY
June 1, 2009 - December 10, 2009
MORGAN STANLEY
January 29, 1999 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
July 31, 1993 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
April 11, 1988 - July 31, 1993
LEHMAN BROTHERS INC.
November 21, 1984 - April 11, 1988
E. F. HUTTON & COMPANY INC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/23/2022)
(5/23/2022)
(6/1/2022)
(5/23/2022)
(5/20/2022)
(5/23/2022)
(5/23/2022)
(5/23/2022)
(6/6/2022)
(5/23/2022)
(5/23/2022)
(5/23/2022)
(5/23/2022)
(5/23/2022)
(7/25/2022)
(5/23/2022)
(5/23/2022)
(10/19/2017)
(5/23/2022)
(5/23/2022)
(5/24/2022)
(5/23/2022)
(5/24/2022)
(5/23/2022)
(5/23/2022)
(5/26/2022)
(5/20/2022)
(5/23/2022)
(6/2/2022)
(5/24/2022)
(5/23/2022)
(5/23/2022)
(5/21/2022)
(5/23/2022)
(5/23/2022)
(5/25/2022)
(6/2/2022)
(12/3/2020)
(5/23/2022)
(5/24/2022)
(5/31/2022)
(5/23/2022)
(6/8/2022)
(10/19/2017)
(12/14/2017)
(5/21/2022)
(5/23/2022)
(5/20/2022)
(5/26/2022)
(5/23/2022)
(6/2/2022)
(5/23/2022)
(5/26/2022)
(5/23/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 8
Date: 3/17/1993
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
